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NR 2012-41
FOR IMMEDIATE RELEASE March 12, 2012
Contact: (202) 874-5770
OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations. All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency. Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number. Cease and Desist Orders |
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No. | Name/Bank/City | Date |
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California | 2012-018 | Community West Bank, National Association, Goleta | 1/26/2012 | Delaware | 2012-019 | Sovereign Bank, National Association, Wilmington | 1/26/2012 | Pennsylvania | 2012-020 | Liberty Savings Bank, F.S.B., Pottsville | 2/21/2012 | 2012-021 | Eagle National Bank, Upper Darby | 2/6/2012 | South Dakota | 2012-022 | Bank 360, Beresford | 2/13/2012 | Wisconsin | 2012-023 | Associated Bank, National Association, Green Bay | 2/23/2012 |
Civil Money Penalty Orders |
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No. | Name/Bank/City | Date |
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Illinois | 2012-024 | John Baer, The First National Bank in Tremont, Tremont | 2/21/2012 | 2012-025 | Connie Boyle, The First National Bank in Tremont, Tremont | 2/21/2012 | 2012-026 | Jerome Green, The First National Bank in Tremont, Tremont | 2/21/2012 | 2012-027 | Jim Shafer, The First National Bank in Tremont, Tremont | 2/21/2012 | 2012-028 | David Snider, The First National Bank in Tremont, Tremont | 2/21/2012 | 2012-029 | James Sommer, The First National Bank in Tremont, Tremont | 2/21/2012 | 2012-030 | Sherri Weer, The First National Bank in Tremont, Tremont | 2/21/2012 | Kansas | 2012-031 | Charles Allphin, First National Bank, Hays | 2/1/2012 | 2012-032 | Michael McClellan, First National Bank, Hays | 2/7/2012 | 2012-033 | Kathlene Perrigo, First National Bank, Hays | 2/1/2012 | 2012-034 | Randy Schmidtberger, First National Bank, Hays | 2/7/2012 | 2012-035 | Alan States, First National Bank, Hays | 2/7/2012 | 2012-036 | Carolyn States, First National Bank, Hays | 2/7/2012 |
Formal Agreements |
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No. | Name/Bank/City | Date |
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Illinois | 2012-037 | Mutual Federal Bank, Chicago | 2/17/2012 | Iowa | 2012-038 | Lee County Bank & Trust, National Association, Fort Madison | 2/16/2012 | North Carolina | 2012-039 | Bank of America, National Association, Charlotte | 2/27/2012 | Ohio | 2012-040 | JPMorgan Chase Bank, National Association, Columbus | 2/22/2012 | South Dakota | 2012-041 | Citibank, National Association, Sioux Falls | 2/24/2012 | 2012-042 | Wells Fargo Bank, National Association, Sioux Falls | 2/22/2012 |
Removal / Prohibition Orders |
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No. | Name/Bank/City | Date |
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California | 2012-043 | Cheryl Baccei, City National Bank, Los Angeles | 2/22/2012 | Delaware | 2012-044 | Richard Rozhik, Sovereign Bank, Wilmington | 2/17/2012 |
Terminations of Existing Enforcement Actions |
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No. | Type/Bank/City/Old EA# | Date |
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Arizona | 2012-045 | FA, Credicard National Bank, Tucson (EA# 2009-082) | 1/23/2012 | Michigan | 2012-046 | C&D, Edgewater Bank, St. Joseph (EA# CN 09-40) | 2/2/2012 | Minnesota | 2012-047 | FA, First National Bank in Mahnomen, Mahnomen (EA# 2011-069) | 2/8/2012 | Nebraska | 2012-048 | C&D, The First National Bank of Wayne, Wayne (EA# 2010-243) | 2/27/2012 | New Mexico | 2012-049 | FA, Bank of The Rio Grande National Association, Las Cruces (EA# 2010-056) | 2/8/2012 | Pennsylvania | 2012-021 | FA, Eagle National Bank, Upper Darby (EA# 2009-177) | 2/6/2012 | 2012-050 | C&D, Liberty Savings Bank, F.S.B., Pottsville (EA# NE 10-19) | 2/21/2012 | South Dakota | 2012-051 | C&D, Bank 360, Beresford (EA# CN 10-09) | 2/14/2012 |
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