SEC Special Studies Archive: 2010

The Commission or Commission staff often undertake special projects to study and report on current trends and issues facing the securities industry. These files will be updated on a periodic basis.

Studies currently available include:

Additional Archives

2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994

Date	Study
Oct. 29, 2010	Report on Administrative Proceedings for Period April 1, 2010 through September 30, 2010
Oct. 29, 2010	Annual Report on Whistleblower Program Report of the Staff of the SEC to Congress
Sep. 30, 2010	Findings Regarding the Market Events of May 6, 2010 Report of the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory Issues
Jul. 22, 2010	Life Settlements Task Force: Staff Report to the United States Securities and Exchange Commission
Apr. 27, 2010	Report on Administrative Proceedings for Period October 1, 2009 through March 31, 2010