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Commission Speeches and Public Statements Archive: 1970
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Speeches and Statements by:
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1970 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 10, 1970 |
Remarks, American Management Association, Inc., Briefing Session on "The Revolution in Financial Services in the 70's -- Its Effect Upon Insurance", New York, New York |
Commissioner
James J. Needham |
| Dec. 2, 1970 |
Institutional Investing, Investment Bankers Association, Panel Program, Boca Raton, Florida |
Commissioner
Richard B. Smith |
| Nov. 18, 1970 |
The Role of Utilities in Meeting the Nation's Housing Needs, Annual Convention of the National Association of Regulatory Utility Commissioners, Las Vegas, Nevada |
Commissioner
Hugh F. Owens |
| Nov. 9, 1970 |
The Mutual Fund Industry and the SEC, International Mutual Fund Sales Conference, Bal Harbour, Florida |
Chairman
Hamer H. Budge |
| Nov. 6, 1970 |
The Future for Investor Information, National Investor Relations Institute, Washington, D.C. |
Chairman
Hamer H. Budge |
| Oct. 27, 1970 |
Remarks, Seventeenth Annual CPA-Bankers Dinner of the Nassau-Suffolk Chapter of the New York State Society of Certified Public Accountants, Baldwin, New York |
Commissioner
James J. Needham |
| Oct. 24, 1970 |
Remarks, Investment Bankers Association, Hot Springs, Virginia |
Chairman
Hamer H. Budge |
| Oct. 22, 1970 |
Some Reflections on Economic Research and the Stock Market, Colloquium on Financial Markets, National Bureau of Economic Research, New York City, New York |
Commissioner
Richard B. Smith |
| Oct. 20, 1970 |
Remarks, Joint Meeting of the Knoxville Chapter of the Tennessee Society of Certified Public Accountants, National Association of Accountants, National Association of Securities Dealers, Knoxville Bar Association, Knoxville, Tennessee |
Commissioner
James J. Needham |
| Oct. 5, 1970 |
Remarks, Independent Natural Gas Association of America, Boca Raton, Florida |
Chairman
Hamer H. Budge |
| Third Quarter |
| Sep. 22, 1970 |
Some Comments on Federal-State Regulation of the Securities Markets, North American Securities Administrators, San Diego, California |
Chairman
Hamer H. Budge |
| Sep. 10, 1970 |
Remarks, Georgia Securities Dealers Association, Atlanta, Georgia |
Chairman
Hamer H. Budge |
| Sep. 9, 1970 |
Remarks, Second Annual Management Conference of the Association of Stock Exchange Firms, New York, New York |
Commissioner
James J. Needham |
| Aug. 11, 1970 |
The Freedom of Information Act and the Agencies: SEC No-Action Letters, Administrative Law Section at Annual Meeting of the American Bar Association, St. Louis, Missouri |
Commissioner
Richard B. Smith |
| Jul. 23, 1970 |
The SEC Views Computer Developments, Portland, Oregon |
Chairman
Hamer H. Budge |
| Second Quarter |
| Jun. 22, 1970 |
Remarks, Fifty-First Annual International Conference of the National Association of Accountants, Minneapolis, Minnesota |
Commissioner
James J. Needham |
| Jun. 12, 1970 |
Remarks, American Society of Corporate Secretaries |
Chairman
Hamer H. Budge |
| Jun. 6, 1970 |
Another Look at Shareholder Proposals in Proxy Statements, ALI-ABA Conference on Securities Regulation, Washington, D.C. |
Commissioner
Richard B. Smith |
| Jun. 3, 1970 |
Three Needs, Award Dinner of the National Conference of Christians and Jews, Financial Community of Chicago, Chicago, Illinois |
Commissioner
Richard B. Smith |
| Apr. 29, 1970 |
"Gun-Jumping" and the Broker-Dealer's Dilemma, Financial Analysts Federation Conference, Dallas, Texas |
Commissioner
Richard B. Smith |
| Apr. 29, 1970 |
Remarks, The National Industrial Conference Board, Los Angeles, California |
Commissioner
James J. Needham |
| Apr. 25, 1970 |
The S.E.C. Registration Process and Some Practical Problems Involved, The Kansas Bar Association's Institute on Securities Regulation, Wichita, Kansas |
Commissioner
Hugh F. Owens |
| Apr. 16, 1970 |
Public Response to the Commission's Proposed Implementation of the Wheat Report, Cleveland Regional Group of the American Society of Corporate Secretaries, Cleveland, Ohio |
Commissioner
Richard B. Smith |
| First Quarter |
| Mar. 18, 1970 |
Remarks, Central States Group of the Investment Bankers Association of America, Chicago, Illinois |
Commissioner
James J. Needham |
| Feb. 19, 1970 |
A Little Perspective, Backwards and Forwards, New York Regional Group of the American Society of Corporate Secretaries, New York City, New York |
Commissioner
Richard B. Smith |
| Jan. 27, 1970 |
Remarks, Board of Governors of the Association of Stock Exchange Firms, Atlanta, Georgia |
Commissioner
James J. Needham |
1970 Speeches and Statements by Commission Staff
| Date |
Title |
Author |
| Sep. 22, 1970 |
When Clients Go Public: The Place of the Local Firms; Topic: Who is Qualified to Practice?, Eighty-Third Annual Meeting, American Institute of Certified Public Accountants, New York City, New York |
Andrew Barr, Chief Accountant |
| Apr. 30, 1970 |
The SEC and the Accounting Profession, Accountant in Residence Program, Department of Accountancy, School of Business and Public Administration, University of Missouri-Columbia, Columbia, Missouri |
Andrew Barr, Chief Accountant |
| Apr. 24, 1970 |
The SEC'S Role in Changing Patterns in Financial Reporting, Hankamer School of Business, Alumni Conference on "The Age of the Conglomerate", Balor University, Waco, Texas |
Andrew Barr, Chief Accountant |
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