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Featured Information

1/31/2013 - A letter from NFA's CEO and Chairman

1/25/2013 - Arbitrator Update - January 2013

1/24/2013 - Investor Newsletter - January 2013

News Releases

1/31/2013 - National Futures Association adopts recommendations from an independent analysis of NFA's Peregrine Financial Group audits

1/31/2013 - NFA takes emergency enforcement action against New York firm Prodigy Asset Management LLC and its principal, Ezekiel Abdel Rahman

12/7/2012 - NFA takes emergency enforcement action against New York forex dealer member, FX Direct Dealer, LLC (FXDD)

Rule Submission Letters

11/27/2012 - National Futures Association: Use of Technology to Monitor FCM Segregation Compliance - Proposed Amendments to NFA Financial Requirements Section 4 (Effective February 15, 2013)

Comment Letters

2/15/2013 - RIN 3038-AD88: Enhancing Customer Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

More NFA Today...

Online Registration System (ORS)

NFA has developed an Online Registration System (ORS) that allows firms and individuals to register with the CFTC and apply for NFA membership electronically. If you are currently registered, click on the tab below to access ORS.

Login to ORS

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NEW FCM Financial Information

Futures Commission Merchants (FCMs) are required to file certain financial reports with NFA. NFA has developed a new feature in its BASIC system that allows the public to view FCM financial information.

NEW Berkeley Research Group Review of NFA Audits of Peregrine Financial Group

Notice to Members

1/30/2013 - Effective Date of Amendments to NFA Financial Requirements Section 4 Regarding Use of Technology to Monitor FCM Segregation Requirements

1/28/2013 - Request for Information: MANDATORY RESPONSE FROM CPOs OPERATING A POOL THAT IS A REGISTERED INVESTMENT COMPANY

More . . .

Enforcement and Registration Actions

2/13/2013 - Richard D. Dank

1/31/2013 - Prodigy Asset Management LLC and Ezekiel Abdel Rahman

12/19/2012 - CC Trading Company LLC and Christopher J. Craddock

More . . .

Regulation. Redefined.

Investor confidence is crucial to the success of the futures markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. futures industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.