Retirement Plan Forms and Publications
Form 5500 Corner
Filing tips & updates, notices, and other helpful materials to assist you in preparing your Form 5500 (5500-EZ) return.
Form 5330 Corner
Filing tips to assist you in preparing your Form 5330 return.
Forms
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Name |
Title |
Current |
Separate |
| 2012 Form W-2 | Wage and Tax Statement | Standard | Yes |
| Form 23-EP | Application for Enrollment to Practice Before the Internal Revenue Service as an Enrolled Retirement Plan Agent (ERPA) | Fillable | No |
| Form 945 | Annual Return of Withheld Federal Income Tax | Fillable | Yes |
| Form 990-T | Exempt Organization Business Income Tax Return | Fillable | Yes |
| Form 1099-R |
Distributions From Pensions, Annuities, Retirement or Profit-Sharing Plans, IRAs, Insurance Contracts, etc. |
Standard | Yes |
|
Form 2848 |
Power of Attorney and Declaration of Representative |
Fillable | Yes |
|
Form 4461 |
Application for Approval of Master or Prototype or Volume Submitter Defined Contribution Plans |
Fillable |
No |
|
Form 4461-A |
Application for Approval of Master or Prototype or Volume Submitter Defined Benefit Plan |
Fillable |
No |
|
Form 4461-B |
Application for Approval of Master or Prototype or Volume Submitter Plans |
Fillable |
No |
|
Form 4972 |
Tax on Lump-Sum Distributions |
Fillable |
No |
|
Form 5300 |
Application for Determination for Employee Benefit Plan |
Fillable | Yes |
|
Schedule Q |
Elective Determination Requests |
Fillable | Yes |
|
Form 5304-SIMPLE |
Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) - Not for Use With a Designated Financial Institution |
Fillable |
No |
|
Form 5305 |
Traditional Individual Retirement Trust Account |
Fillable |
No |
|
Form 5305-A |
Traditional Individual Retirement Custodial Account |
Fillable |
No |
|
Form 5305-E |
Coverdell Education Savings Trust Account |
Fillable |
No |
|
Form 5305-EA |
Coverdell Education Savings Custodial Account |
Fillable |
No |
|
Form 5305-R |
Roth Individual Retirement Trust Account |
Fillable |
No |
|
Form 5305-RA |
Roth Individual Retirement Custodial Account |
Fillable |
No |
|
Form 5305-RB |
Roth Individual Retirement Annuity Endorsement |
Fillable |
No |
|
Form 5305-S |
SIMPLE Individual Retirement Trust Account |
Fillable |
No |
|
Form 5305-SA |
SIMPLE Individual Retirement Custodial Account | Fillable | No |
| Form 5305-SEP | Simplified Employee Pension - Individual Retirement Accounts Contribution Agreement | Fillable | No |
| Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) - for Use With a Designated Financial Institution | Fillable | No | |
| Form 5305A-SEP | Salary Reduction Simplified Employee Pension - Individual Retirement Accounts Contribution Agreement | Fillable | No |
| Form 5306 | Application for Approval of Prototype or Employer Sponsored Individual Retirement Arrangement (IRA) | Fillable | No |
| Form 5306-A | Application for Approval of Prototype Simplified Employee Pension (SEP) or Savings Incentive Match Plan for Employees of Small Employers (SIMPLE IRA Plan) | Fillable | No |
| Form 5307 | Application for Determination for Adopters of Master or Prototype or Volume Submitter Plans | Fillable | Yes |
| Form 5308 | Request for Change in Plan/Trust Year | Fillable | No |
| Form 5309 | Application for Determination of Employee Stock Ownership Plan | Fillable | No |
| Form 5310 |
Application for Determination for Terminating Plan |
Fillable | Yes |
| Form 5310-A | Notice of Plan Merger or Consolidation, Spinoff, or Transfer of Plan Assets or Liabilities; Notice of Qualified Separate Lines of Business | Fillable | Yes |
| Form 5329 | Additional Taxes on Qualified Plans (Including IRAs) and Other Tax-Favored Accounts | Fillable | Yes |
| Form 5330 | Return of Excise Taxes Related to Employee Benefit Plans | Fillable | Yes |
| Form 5498 | IRA Contribution Information | Standard | Yes |
| Form 5500 & Schedules | Annual Return/Report of Employee Benefit Plan | Standard | Yes |
| Form 5500-EZ | Annual Return of One-Participant (Owners and Their Spouses) Retirement Plan | Fillable | Yes |
| Form 5500-SF | Short Form Annual Return/Report of Small Employee Benefit Plan | Standard | Yes |
| Form 5558 | Application for Extension of Time To File Certain Employee Plan Returns | Fillable | No |
| Form 6088 | Distributable Benefits From Employee Pension Benefit Plans | Fillable | No |
| Form 8717 |
User Fee for Employee Plan Determination, Opinion, and Advisory Letter Request |
Fillable | No |
| Form 8821 | Tax Information Authorization | Fillable | No |
| Form 8880 | Credit for Qualified Retirement Savings Contributions | Fillable | No |
| Form 8881 | Credit for Small Employer Pension Plan Startup Costs | Fillable | No |
| Form 8905 | Certification of Intent To Adopt a Pre-approved Plan | Fillable | No |
| Form 8915 | Qualified Hurricane Retirement Plan Distributions and Repayments | Fillable | No |
| Form 8955-SSA | Annual Registration Statement Identifying Separated Participants with Deferred Vested Benefits | Fillable | No |
Publications |
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|
Name |
Title |
Version(s) |
|
| Publication 1-EP | Understanding the Employee Plans Examination Process | ||
| Publication 15 | (Circular E), Employer's Tax Guide | Web | |
| Publication 15-A | Employer's Supplemental Tax Guide | Web | |
| Publication 525 | Taxable and Nontaxable Income | Web | |
| Publication 535 | Business Expenses | Web | |
| Publication 560 | Retirement Plans for Small Business (SEP, SIMPLE, and Qualified Plans) | Web | |
| Publication 571 | Tax-Sheltered Annuity Plans (403(b) Plans) For Employees of Public Schools and Certain Tax-Exempt Organizations | Web | |
| Publication 575 | Pension and Annuity Income | Web | |
| Publication 590 | Individual Retirement Arrangements (IRAs) | Web | |
| Publication 794 | Favorable Determination Letter | ||
| Publication 939 | General Rule for Pensions and Annuities | Web | |
| Publication 963 | Federal-State Reference Guide | ||
| Publication 3066 | Have you had your Check-up this year? for Retirement Plans | ||
| Publication 3125 | The IRS Does Not Approve IRA Investments | ||
| Publication 3636 | Employee Plans Brochure | ||
| Publication 3998 | Choosing A Retirement Solution for Your Small Business | Web | |
| Publication 4118 | Lots of Benefits - Retirement Plan Life Cycle | ||
| Publication 4222 | 401(k) Plans for Small Businesses | Web | |
| Publication 4224 | Retirement Plan Correction Programs | ||
| Publication 4284 | SIMPLE IRA Plan Checklist | ||
| Publication 4285 | SEP Checklist | ||
| Publication 4286 | SARSEP Checklist | ||
| Publication 4324 | Employee Plan Examination Process | ||
| Publication 4333 | SEP Retirement Plans for Small Businesses | Web | |
| Publication 4334 | SIMPLE IRA Plans for Small Businesses | Web | |
| Publication 4336 | SARSEP for Small Businesses | ||
| Publication 4407 | SARSEP - Key Issues and Assistance | ||
| Publication 4482 | 403(b) Tax-Sheltered Annuity for Participant | ||
| Publication 4483 | 403(b) Tax-Sheltered Annuity Plan for Sponsors | ||
| Publication 4484 | Choose a Retirement Plan for Employees of Tax Exempt and Government Entities | ||
| Publication 4530 | Designated Roth Accounts Under a 401(k) or 403(b) Plan | ||
| Publication 4531 | 401(k) Plan Checklist | ||
| Publication 4546 | 403(b) Plan Checklist | ||
|
Publication 4587 |
Payroll Deduction IRAs for Small Businesses |
Web | |
|
Publication 4674 |
Automatic Enrollment 401(k) Plans for Small Businesses |
Web | |
|
Publication 4789 |
Represent Taxpayers Before the IRS on Retirement Plan Matters |
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Publication 4806 |
Profit Sharing Plans for Small Businesses |
Web | |
| Products | |||
| Name | Title | Ordering Link | |
|
Publication 1066C |
A Virtual Small Business Tax Workshop DVD |
Order | |
Additional forms, publications and ordering instructions may be found at: |
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