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ALJ Initial Decisions Archive: 2011
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Release No. | Date | Respondents |
Fourth Quarter | ||
446 | Dec. 30, 2011 | Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
Robert G. Mahony, Administrative Law Judge File No. 3-14509 (Note: Finality Order, Release No. 34-66504) |
445 | Dec. 16, 2011 | Benjamin W. Young, Jr.
Robert G. Mahony, Administrative Law Judge File No. 3-14482 (Note: Finality Order, Release No. 34-66219) |
444 | Dec. 8, 2011 | Vladimir Boris Bugarski, Vladislav Walter Bugarski, and Aleksander Negovan Bugarski
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14496 |
443 | Nov. 29, 2011 | Johnny Clifton
Robert G. Mahony, Administrative Law Judge File No. 3-14266 |
442 | Nov. 17, 2011 | Dale E. St. Jean
Robert G. Mahony, Administrative Law Judge File No. 3-14472 (Note: Finality Order, Release No. IA-3334) |
441 | Nov. 10, 2011 | Lodavina Grosnickle
Cameron Elliot, Administrative Law Judge File No. 3-14408 (Note: Finality Order, Release No. 34-65949) |
440 | Nov. 7, 2011 | M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
Cameron Elliot, Administrative Law Judge File No. 3-14470 (Note: Finality Order, Release No. 34-65879) |
439 | Nov. 3, 2011 | Aqua Society, Inc., Centurion Gold Holdings, Inc., And Powerraise, Inc.
Cameron Elliot, Administrative Law Judge File No. 3-14463 (Note: Finality Order, Release No. 34-65856) |
438 | Oct. 28, 2011 | John P. Flannery and James D. Hopkins
Brenda P. Murray Chief Administrative Law Judge File No. 3-14081 (See also: Order Denying Motions for Summary Affirmance, Granting Petition for Review, and Scheduling Briefs) |
437 | Oct. 14, 2011 | Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
Robert G. Mahony, Administrative Law Judge File No. 3-14423 (Note: Finality Order, Release No. 34-65702) |
436 | Oct. 6, 2011 | Glenn M. Barikmo
Cameron Elliot, Administrative Law Judge File No. 3-14474 (Note: Finality Order, Release No. 34-65782) |
435 | Oct. 5, 2011 | Richard L. Goble
Cameron Elliot, Administrative Law Judge File No. 3-14390 |
Third Quarter | ||
434 | Sep. 29, 2011 | Michael C. Pattison, CPA
Cameron Elliot, Administrative Law Judge File No. 3-14323 |
433 | Sep. 23, 2011 | Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Capital Corp., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII
Robert G. Mahony, Administrative Law Judge File No. 3-14401 |
432 | Sep. 21, 2011 | Gordon A. Driver
Robert G. Mahony, Administrative Law Judge File No. 3-14161 (Note: Finality Order, Release No. 34-65707) |
431 | Sep. 15, 2011 | Tom Hirsch, Berta Walder, Howard Walder, and Harish P. Shah
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14394 (Note: Finality Order, Release No. 34-65738) |
430 | Sep. 9, 2011 | American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., Bluestar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., And Ness Energy International, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-14378 |
429 | Sep. 8, 2011 | American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., Bluestar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., And Ness Energy International, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-14378 (Note: Finality Order, Release No. 34-65540) |
428 | Aug. 31, 2011 | Daxor Corporation
Robert G. Mahony, Administrative Law Judge File No. 3-14055 (See also: Release No. IC-29948) |
427 | Aug. 5, 2011 | Tzemach David Netzer Korem
Carol Fox Foelak, Administrative Law Judge File No. 3-14208 |
426 | Aug. 4, 2011 | Evelyn Litwok
Carol Fox Foelak, Administrative Law Judge File No. 3-14190 |
425 | Jul. 27, 2011 | Gordon Brent Pierce
Cameron Elliot, Administrative Law Judge File No. 3-13927 |
424 | Jul. 25, 2011 | Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and ID-Confirm, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14271 |
423 | Jul. 18, 2011 | Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and
Consygen, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-14301 See also: Release No. 34-65704 |
422 | Jul. 11, 2011 | Secured Digital Applications, Inc., Senco Sensors, Inc., Sentex Sensing Technology, Inc., Serefex Corp., Sonoma College, Inc., and Source Petroleum, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14319 (Note: Finality Order, Release No. 34-65121) |
421 | Jul. 8, 2011 | Magnum D’Or Resources, Inc.
Cameron Elliot, Administrative Law Judge File No. 3-14359 (Note: Finality Order, Release No. 34-65026) |
Second Quarter | ||
420 | Jun. 27, 2011 | Dohan + Company CPA, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA
Carol Fox Foelak, Administrative Law Judge File No. 3-13997 (Note: Finality Order, Release No. 34-64970) |
419 | Apr. 29, 2011 | John W. Lawton
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14162 |
416-A | Apr. 26, 2011 | Ronald S. Bloomfield, Robert Gorgia, Victor Labi, John Earl Martin, Sr., and Eugene Miller
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13871 See also: Order Granting Partial Protective Order (Note: Finality Order, Release No. 33-9225) |
418 | Apr. 21, 2011 | David W. Baldt
Robert G. Mahony, Administrative Law Judge File No. 3-13887 (Note: Finality Order, Release No. 33-9210) |
417 | Apr. 15, 2011 | Thomas Michael Rittweger
Carol Fox Foelak, Administrative Law Judge File No. 3-14070 (Note: Finality Order, Release No. 34-64515) |
415 | Apr. 13, 2011 | David E. Zilkha
Carol Fox Foelak, Administrative Law Judge File No. 3-13913 (Note: Finality Order, Release Nos. 34-64516, IA-3207, IC-29673) |
414 | Apr. 8, 2011 | Frank L. Constantino
Robert G. Mahony, Administrative Law Judge File No. 3-14051 (Note: Finality Order, Release No. 34-64490) |
First Quarter | ||
413 | Jan. 19, 2011 | Eric S. Butler
Robert G. Mahony, Administrative Law Judge File No. 3-13986 (Note: Opinion, Release Nos. 34-65204 and IA-3262) |
412 | Jan. 18, 2011 | Scott E. Desano, Thomas H. Bruderman, Timothy J. Burnieika, Robert L. Burns, David K. Donovan, Edward S. Driscoll, Jeffrey D. Harris, Christopher J. Horan, Steven P. Pascucci, and Kirk C. Smith
Robert G. Mahony, Administrative Law Judge File No. 3-12978 (Note: Opinion, Release No. IA-3260) |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2011.shtml
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