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ALJ Initial Decisions:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 392 | Dec. 18, 2009 | James C. Dawson
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13579 (Note: Opinion, Release No. IA-3057) |
| 391 | Dec. 11, 2009 | David G. Ghysels, Kenneth E. Mahaffy, Jr., and Linus N. Nwaigwe
Robert G. Mahony, Administrative Law Judge File No. 3-13481 (Note: Finality Order, Release No. 34-61581) |
| 390 | Nov. 16, 2009 | RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., Red Hand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc.
James T. Kelly, Administrative Law Judge File No. 3-13556 (Note: Finality Order, Release No. 34-61184) |
| Third Quarter | ||
| 389 | Sep. 29, 2009 | Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals Usa II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-13527 (Note: Finality Order, Release No. 34-60884) |
| 388 | Sep. 24, 2009 | Frederick J. Barton
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13548 (Note: Finality Order, Release No. 34-60885) |
| 387 | Aug. 31, 2009 | CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin
Robert G. Mahony, Administrative Law Judge File No. 3-13304 (Note: Order Denying Motion To Set Aside Dan Rapoport Default Order, Release No. 34-63744; Order Dismissing Petition for Review and Notice of Finality, Release No. 34-61448) |
| 386 | Aug. 24, 2009 | Phillip J. Milligan
Robert G. Mahony, Administrative Law Judge File No. 3-13482 (Note: Opinion, Release No. 34-61790) |
| 385 | Aug. 13, 2009 | Fortel, Inc., now known as Envit Capital Group, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-13465 (Note: Finality Order, Release No. 34-60658) |
| 384 | Aug. 7, 2009 | Stanley Johnson
Robert G. Mahony, Administrative Law Judge File No. 3-13494 (Note: Finality Order, Release No. 34-60617) |
| 383 | Jul. 17, 2009 | Matthew La Madrid
Robert G. Mahony, Administrative Law Judge File No. 3-13415 (Note: Finality Order, Release No. IA-2915) |
| 382 | Jul. 14, 2009 | Alan Brian Baiocchi
Carol Fox Foelak, Administrative Law Judge File No. 3-13380 (Note: Finality Order, Release No. 34-60483) |
| 381 | Jul. 13, 2009 | David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Carol Fox Foelak, Administrative Law Judge File No. 3-11893 (Note: Finality Order, Release Nos. 33-9061, 34-60498) |
| Second Quarter | ||
| 380 | Jun. 9, 2009 | Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
James T. Kelly, Administrative Law Judge File No. 3-13099 (Note: Finality Order, Release No. 34-62565) |
| 379 | Jun. 5, 2009 | Lexington Resources, Inc., Grant Atkins, and Gordon Brent Pierce
Carol Fox Foelak, Administrative Law Judge File No. 3-13109 (Note: Finality Order, Release No. 33-9050) |
| 378 | May 15, 2009 | Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-13385 (Note: Finality Order, Release No. 34-60104) |
| 377 | May 6, 2009 | Byron S. Rainner
Robert G. Mahony Administrative Law Judge File No. 3-12828 (Note: Finality Order, Release Nos. 34-60073; IA-2890) |
| 376 | Apr. 22, 2009 | Michael W. Crow and Robert David Fuchs
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13309 (Note: Finality Order, Release No. 34-59982) |
| 375 | Apr. 17, 2009 | Alberto W. Vilar and Gary Alan Tanaka
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13345 (Note: Finality Order, Release No. IA-2882) |
| 374 | Apr. 3, 2009 | Diane M. Keefe
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13337 (Note: ALJ Opinion, Initial Decision Release No. 410; Remand Order, Release Nos. 34-61928, IA-3016, IC-29207) |
| First Quarter | ||
| 373 | Mar. 10, 2009 | Joseph C. Lavin
Robert G. Mahony, Administrative Law Judge File No. 3-13222 (Note: Finality Order, Release No. IA-2870) |
| 372 | Feb. 25, 2009 | Martin A. Armstrong
Robert G. Mahony, Administrative Law Judge File No. 3-13121 (Note: Opinion, Release No. IA-2926) See also: Court of Appeals Opinion |
| 371 | Feb. 24, 2009 | Kent D. Nelson
Robert G. Mahony, Administrative Law Judge File No. 3-13112 (Note: Finality Order, Release Nos. 34-59787, IA-2868) |
| 370 | Feb. 12, 2009 | Don Warner Reinhard
Carol Fox Foelak, Administrative Law Judge File No. 3-13280 (Note: ALJ Opinion, Initial Decision Release No. 396; Order Denying Summary Affirmance and Remanding for Additional Proceedings, Release Nos. 34-61506, IA-2984) |
| 369 | Jan. 29, 2009 | Michael Lauer
Robert G. Mahony, Administrative Law Judge File No. 3-13265 (Note: Finality Order, Release No. IA-2848) |
| 368 | Jan. 16, 2009 | Meditecnic, Inc. (f/k/a Viking Broadcasting Corp.)
Carol Fox Foelak, Administrative Law Judge File No. 3-13184 (Note: Finality Order, Release No. 34-59411) |
| 367 | Jan. 14, 2009 | Steven Altman, Esq.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-12944 (Note: Order Denying Motion for Reconsideration and a Stay, Release No. 34-63665; Opinion, Release No. 34-63306) See also: Court of Appeals Opinion |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2009.shtml
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