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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2000

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
178 Dec. 18, 2000 Carroll A. Wallace, CPA;
James T. Kelly, Administrative Law Judge
File No. 3-9862
(Note: Opinion)
177 Dec. 7, 2000 Charles F. Kirby, Gene C. Geiger, Alfred Peeper, and Edward H. Price;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-9602
(Note: Opinion)
176 Nov. 30, 2000 Richard J. Adams;
Lillian A. McEwen, Administrative Law Judge
File No. 3-8327-EAJA
(Note: Opinion)
175 Nov. 30, 2000 Piper Capital Management, Inc., Worth V. Bruntjen, Marijo A. Goldstein, Robert H. Nelson, Amy K. Johnson, Molly Destro and Edward J. Kohler;
H. Peter Young, Administrative Law Judge
File No. 3-9657
(Note: Finality Order;
Opinion)
174 Nov. 21, 2000 Ralph W. LeBlanc;
Robert G. Mahony, Administrative Law Judge
File No. 3-10065
(Note: Opinion)
173 Oct. 6, 2000 WHX Corporation;
Carol Fox Foelak, Administrative Law Judge
File No. 3-9634
(Note: Opinion)
See also: Court of Appeals Decision
Third Quarter
172 Sep. 14, 2000 Erik W. Chan;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-9697
(Note: Opinion)
171 Aug. 31, 2000 Michael Lapp and William Lucas;
Robert G. Mahony, Administrative Law Judge
File No. 3-9144
(Note: Finality Order
170 Jul. 27, 2000 David T. Barr;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-9585
(Note: Finality Order)
169 Jul. 7, 2000 Marshall E. Melton and Asset Management & Research, Inc.;
James T. Kelly, Administrative Law Judge
File No. 3-9865
(Note: Opinion)
Second Quarter
168 Jun. 27, 2000 Kirk Montgomery;
Carol Fox Foelak, Administrative Law Judge
File No. 3-9786-EAJA
(Note: Opinion)
167 Jun. 1, 2000 Byron G. Borgardt and Eric M. Banhazl;
James T. Kelly, Administrative Law Judge
File No. 3-9730
(Note: Opinion)
166 May 31, 2000 Jerry W. Anderson and Robert M. Kerns;
Robert G. Mahony, Administrative Law Judge
File No. 3-10027
(Note: Finality Order)
165 May 16, 2000 Feeley and Willcox Asset Management Corporation and Michael J. Feeley;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-9571
(Note: Opinion)
164 May 8, 2000 Brad Haddy;
Carol Fox Foelak, Administrative Law Judge
File No. 3-10125
(Note: Finality Order
163 Apr. 26, 2000 Herbert Moskowitz;
Carol Fox Foelak, Administrative Law Judge
File No. 3-9435
(Note: Opinion)
First Quarter
162 Mar. 27, 2000 Monetta Financial Services, Inc., Robert S. Bacarella, William M. Valiant, Paul W. Henry, and Richard D. Russo;
Brenda P. Murrary, Chief Administrative Law Judge
File No. 3-9546
(Note: Finality Order; Opinion: Release No. IA-2438; Opinion: Release Nos. 33-8239, 34-48001, IA-2136, and IC-26070)
See also: Court of Appeals Decision
161 Feb. 25, 2000 Euro-Atlantic Securities, Inc. Brian A. Schmidt, Darlan E. Gordon, John T. Madden, William Avent, and John Aristotle Dilworth II;
Robert G. Mahony, Administrative Law Judge
File No. 3-9402
(Note: Finality Order;
Opinion)
160 Jan. 31, 2000 Michael Flanagan, Ronald Kindschi, and Spectrum Administration, Inc.;
James T. Kelly, Administrative Law Judge
File No. 3-9784
(Note: Opinion)
159 Jan. 28, 2000 Sandra Logay;
Lillian A. McEwen, Administrative Law Judge
File No. 3-8969
(Note: Finality Order)
158 Jan. 27, 2000 Richard Hoffman and Kirk Montgomery;
Carol Fox Foelak, Administrative Law Judge
File No. 3-9786
(Note: Finality Order)
157 Jan. 21, 2000 KPMG Peat Marwick L.L.P.;
Robert G. Mahony, Administrative Law Judge
File No. 3-9500
Note: Erratum (File name: id157a.htm);
Opinion)
See also:   Court of Appeals Opinion and Rehearing order
156 Jan. 12, 2000 MGSI Securities, Inc., Bradford A. Orosey, Larry J. Bagwell, Connie L. Bally, Joseph O. Fallin, and James W. Ogg;
William J. Cowan, Administrative Law Judge
File No. 3-9702
(Note: Finality Order;
Modification of Finality Order)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2000.shtml

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Modified: 01/19/2010