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Comments on Product Definitions Contained in Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act
[Release No. 33-9204; File No. S7-16-11]
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(Click here for meetings with SEC officials)
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| Jan. 31,2012 | Brian T. Knapp, Policy Advisor, American Petroleum Institute |
| Dec. 1, 2011 | Bruce Stern, Chairman, Association of Financial Guaranty Insurers, Washington, District of Columbia |
| Nov. 14, 2011 | Kenneth F. Spence III, Executive Vice President and
General Counsel, The Travelers Companies Inc. |
| Oct. 28, 2011 | Stephen Palermo, Florida |
| Sep. 8, 2011 | ABA Securities Association, American Council of Life Insurers, Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association |
| Aug. 12, 2011 | Lukchristian Funke, Senior Vice President and Frank Czichowski, Senior Vice President and Treasurer, KfW, Germany |
| Aug. 5, 2011 | Daniel M. Adamson, Vice President, Regulatory Affairs & Counsel; Katherine Gensler, Director, Regulatory Affairs; Katherine Stainken, Policy Specialist;Solar Energy Industries Association |
| Aug. 2, 2011 | Heikki Cantell, General Counsel; Lars Eibeholm, Vice-President, CPO, Head of Treasury; and Pernelle de Klauman, Deputy Chief Counsel; Nordic Investment Bank |
| Jul. 22, 2011 | Warren N. Davis, Sutherland Asbill & Brennan LLP, On behalf of the Federal Home Loan Banks |
| Jul. 22, 2011 | Harold Buchanan, Chief Executive Officer, and Gregory Arnold, President, CE2 Carbon Capital, LLC |
| Jul. 22, 2011 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers |
| Jul. 22, 2011 | Committee on Investment of Employee Benefit Assets |
| Jul. 22, 2011 | Kevin Gould, President, Markit North America, Inc. |
| Jul. 22, 2011 | Nicholas D. Latrenta, Executive Vice President and General Counsel, Legal Affairs, Metropolitan Life Insurance Company |
| Jul. 22, 2011 | Michael A. Bell, Senior Counsel, Financial Policy, Property Casualty Insurers Association of America |
| Jul. 22, 2011 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, Securities Industry and Financial Markets Association |
| Jul. 22, 2011 | Kimberly M. Welsh, Vice President and Assistant General Counsel, Reinsurance Association of America |
| Jul. 22, 2011 | Bruce C. Bennett, Covington & Burling LLP, New York, New York |
| Jul. 22, 2011 | Joyce Dillard |
| Jul. 22, 2011 | Coalition for Derivatives End-Users |
| Jul. 22, 2011 | Karrie McMillan, General Counsel, Investment Company Institute, and Cecelia Calaby, Executive Director and General Counsel, ABA Securities Association |
| Jul. 22, 2011 | Henry Derwent, President and CEO, International Emissions Trading Association |
| Jul. 22, 2011 | David M. Perlman, Bracewell & Giuliani LLP, on behalf of the Coalition of Physical Energy Companies |
| Jul. 22, 2011 | Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable, Washington, District of Columbia |
| Jul. 22, 2011 | Norman A. Pedersen, Esq., Hanna and Morton LLP, on behalf of the Southern California Public Power Authority |
| Jul. 22, 2011 | Robbie Boone, Farm Credit Council, Washington, District of Columbia |
| Jul. 22, 2011 | John P. Mulhern, Partner, Dewey & LeBoeuf LLP, New York, New York |
| Jul. 22, 2011 | Anonymous |
| Jul. 22, 2011 | J. Stephen ("Stef") Zielezienski, Senior Vice President & General Counsel, and Phillip L. Carson, Assistant General Counsel, American Insurance Association |
| Jul. 22, 2011 | Gene Grace, Senior Counsel; Tom Vinson, Senior Director of Federal Regulatory Affairs; Elizabeth Salerno, Director, Industry Data & Analysis; Paul Holshouser, Senior Finance Analyst; American Wind Energy Association |
| Jul. 22, 2011 | Richard McVey, Chairman and Chief Executive Officer, MarketAxess Holdings, Inc. |
| Jul. 22, 2011 | Stephen E. Roth, Frederick Bellamy, and James M. Cain, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Jul. 22, 2011 | R. Bram Smith, Executive Director, the Loan Syndications and Trading Association, New York, New York |
| Jul. 22, 2011 | Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc. |
| Jul. 22, 2011 | Dennis M. Kelleher, President & CEO; Stephan W. Hall, Securities Specialist; Wallace C. Turbeville, Derivatives Specialist; Better Markets, Inc. |
| Jul. 22, 2011 | Susan E. Voss, President, and Therese M. Vaughan, Chief Executive Officer, National Association of Insurance Commissioners |
| Jul. 22, 2011 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Jul. 22, 2011 | A. Querejeta, Secretary General and General Counsel, and Bertrand de Mazières, Director General, European Investment Bank, Luxembourg, Luxembourg |
| Jul. 22, 2011 | Jacques Mirante-Péré, Chief Financial Officer, and Jan De Bel, General Counsel, Council of Europe Development Bank |
| Jul. 22, 2011 | Clare Dawson, Managing Director, Loan Market Association, London, United Kingdom |
| Jul. 21, 2011 | Kim O’Brien, President & CEO, National Association for Fixed Annuities |
| Jul. 21, 2011 | Kisa M. Ledbetter, Vice President and General Counsel, Legislative & Regulatory Affairs, Freddie Mac |
| Jul. 21, 2011 | Allison D. Wood, Chairman; Jeffrey C. Fort, Market Oversight Committee; and Jeremy D. Weinstein, Member, Environmental Markets Association |
| Jul. 20, 2011 | Gunter Pleines, Head of Banking Department, and Diego Devos, General Counsel, Bank for International Settlements |
| Jul. 19, 2011 | Bruce E. Stern, Chairman, Association of Financial Guaranty Insurers |
| Jul. 19, 2011 | Mark R. Thresher, Executive Vice President, Chief Financial Officer, Nationwide |
| Jul. 13, 2011 | Wayne Mininger, Executive Vice President, National Onion Association |
| Jul. 13, 2011 | Robert J. Duke, The Surety & Fidelity Association of America |
| Jul. 11, 2011 | Harold Huggins, Council for Education , Cerritos, California |
| Jun. 7, 2011 | Kenneth M. Fisher, Senior Vice President and Chief Financial Officer, Noble Energy, Inc. |
| Jul. 4, 2011 | William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia |
| Jun. 28, 2011 | Chris Barnard, Germany |
| May 26, 2011 | David Lucking, Partner, Allen & Overy LLP |
| May 11, 2011 | Linda A. King/Gordon, Dixon, Illinois |
| Apr. 30, 2011 | Bette J. Arvin, Lake Havasu City, Arizona
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| May 4, 2012 | Memorandum from the Division of Trading and Markets regarding a May 4, 2012, meeting with representatives from Americans for Financial Reform, Public Citizen, and the International Brotherhood of Teamsters |
| Apr. 4, 2012 | Memorandum from the Office of Commissioner Aguilar regarding an April 3, 2012 meeting with representatives of Americans for Financial Reform, AFL-CIO, Consumer Federation of America, and Public Citizen |
| Jan. 23, 2012 | Memorandum from the Division of Trading and Markets regarding a January 23, 2012 telephonic meeting with representatives of NAIC |
| Jan. 12, 2012 | Memorandum from the Division of Trading and Markets regarding a January 12, 2012 telephonic meeting with representatives of the Loan Syndications and Trading Association |
| Dec. 7, 2011 | Memorandum from the Division of Trading and Markets regarding a December 7, 2011, meeting with representatives of SIFMA |
| Dec. 7, 2011 | Memorandum from the Office of Commissioner Paredes regarding a December 8, 2011, meeting with representatives of Bank of America; Barclays Capital; BNP Paribas; Credit Agricole; Deutsche Bank; Goldman Sachs; Morgan Stanley; Nomura; RBC; Societe Generale; Wells Fargo; HSBC; Davis, Polk; SIFMA and Citibank |
| Dec. 5, 2011 | Memorandum from the Division of Trading and Markets regarding a December 5, 2011 telephonic meeting with representatives of LCH.Clearnet |
| Dec. 1, 2011 | Memorandum from the Division of Trading and Markets regarding a December 1, 2011 telephonic meeting with representatives of ISDA |
| Nov. 16, 2011 | Memorandum from the Division of Trading and Markets regarding a November 16, 2011 telephonic meeting with representatives of MarketAxess |
| Nov. 15, 2011 | Memorandum from the Division of Trading and Markets regarding a June 7, 2011, meeting with representatives from Assured Guaranty |
| Oct. 19, 2011 | Memorandum from the Division of Trading and Markets regarding an October 19, 2011, meeting with representatives from the Financial Services Roundtable |
| Oct. 5, 2011 | Memorandum from the Division of Trading and Markets regarding an October 5, 2011 telephonic meeting with representatives of the National Association of Insurance Commissioners and the New York Department of Financial Services |
| Aug. 25, 2011 | Memorandum from the Division of Trading and Markets regarding an August 25, 2011 telephonic meeting with representatives of California Utilities |
| Jul. 19, 2011 | Memorandum from the Division of Trading and Markets regarding a July 19, 2011 meeting with insurance company representatives |
| Jun. 27, 2011 | Memorandum from the Division of Trading and Markets regarding a June 1, 2011 telephonic meeting with representative of Sutherland Asbill & Brennan LLP |
| Jun. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a June 14, 2011 telephonic meeting with representatives of Just Energy |
| Jun. 6, 2011 | Memorandum from the Division of Trading and Markets regarding a June 6, 2011 telephonic meeting with representative of Allen & Overy LLP |
| May 26, 2011 | Memorandum from the Division of Trading and Markets regarding a May 26, 2011 telephonic meeting with representatives of the Loan Syndications and Trading Association |
| May 13, 2011 | Memorandum from the Division of Investment Management regarding a May 6, 2011, telephone conversation with a representative of Sutherland |
http://www.sec.gov/comments/s7-16-11/s71611.shtml
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