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Litigation Releases Archives 2007
Archive of older Litigation Releases available include:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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| Release No. |
Date |
Action |
| Fourth Quarter |
| LR-20418 |
Dec. 31, 2007 |
Joseph F. Apuzzo
Other Release No.: AAER-2762
See also: Complaint in this matter
|
| LR-20417 |
Dec. 27, 2007 |
Greg A. Gadel and Daniel J. Skrypek
|
| LR-20416 |
Dec. 27, 2007 |
Navigators International Management Co., Ltd., James R. Spurger and Benjamin W. Young, Jr.
|
| LR-20415 |
Dec. 21, 2007 |
Jarrod W. McMillin, Innovative Projects, Inc., Laurence G. Young, Anne B. Liebermann, and Jason A. Kolakowski |
| LR-20414 |
Dec. 21, 2007 |
Lucent Technologies Inc.
Other Release No.: AAER-2760
See also: Complaint in this matter
|
| LR-20413 |
Dec. 21, 2007 |
Justin Ficken and Martin J. Druffner, et. al.
|
| LR-20412 |
Dec. 20, 2007 |
Rhea Laws and 4D Seismic, Inc.
See also: Complaint in this matter
|
| LR-20411 |
Dec. 20, 2007 |
Robert Olins, et al.
See also: Complaint in this matter
|
| LR-20410 |
Dec. 20, 2007 |
Akzo Nobel, N.V.
See also: Complaint in this matter
|
| LR-20409 |
Dec. 20, 2007 |
Nicholas A. Czuczko
|
| LR-20408 |
Dec. 19, 2007 |
John J. Lawbaugh
|
| LR-20407 |
Dec. 19, 2007 |
Brian N. Lines, Scott G.S. Lines, LOM (Holdings) Ltd., Lines Overseas Management Ltd., LOM Capital Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Cayman) Ltd., LOM Securities (Bahamas) Ltd., Anthony W. Wile, Wayne E. Wile, Robert J. Chapman, William Todd Peever, Phillip James Curtis, and Ryan G. Leeds; Ian G. Park; Lawrence D. Isen; Sedona Software Solutions, Inc. and John E. Cooper
See also Complaints in this matter: Lines et al.; Sedona and Cooper; Park; Isen
|
| LR-20406 |
Dec. 19, 2007 |
Edward P. May and E-M Management Co. LLC
|
| LR-20405 |
Dec. 19, 2007 |
Santo C. Maggio
Other Release No.: AAER-2758
See also: Complaint in this matter
|
| LR-20404 |
Dec. 19, 2007 |
Concorde America, Inc., et al.
|
| LR-20403 |
Dec. 18, 2007 |
Darryl A. Goldstein and Christopher L. O'Donnell
See also: Complaint in this matter
|
| LR-20402 |
Dec. 18, 2007 |
Joseph P. Collins
See also: Complaint in this matter
|
| LR-20401 |
Dec. 17, 2007 |
Don Warner Reinhard
|
| LR-20400 |
Dec. 17, 2007 |
Larry P. Langford and William B. Blount
|
| LR-20399 |
Dec. 14, 2007 |
Ronald K. Bowen
See also: Complaint in this matter
|
| LR-20398 |
Dec. 13, 2007 |
Robert Bradbury
|
| LR-20397 |
Dec. 13, 2007 |
Robert W. Philip
See also: Complaint in this matter
|
| LR-20396 |
Dec. 12, 2007 |
Michael J. Nolan
Other Release No.: AAER-2757
See also: Complaint in this matter
|
| LR-20395 |
Dec. 12, 2007 |
Terry E. Provence and DT Capital LLC
See also: Complaint in this matter
|
| LR-20394 |
Dec. 11, 2007 |
Thomas J. Saiz, and Calderon, Jaham & Osborn, An Accountancy Corporation
Other Release No.: AAER-2755
See also: Complaint in this matter
|
| LR-20393 |
Dec. 11, 2007 |
Robert E. Lane, Wealth Pools International, Inc., and Recruit for Wealth, Inc., Defendants, and T-N-T Education Company, Inc., Richard H. Lane, Mundo Trade, Inc., Renee Becker, Julia Lane, and First Fiduciary Business Trust, Relief Defendants
See also: Complaint in this matter
|
| LR-20392 |
Dec. 10, 2007 |
Hans Wagner
See also: Complaint in this matter
|
| LR-20391 |
Dec. 7, 2007 |
Charles Agapiou, John Agapiou, Asimina Antonellis, Charles Artese, Rose Ercolano, Evangelos Hadjimichael, Karen Kerames, Elene Koutroumanis, Kellie Pappas, Kristine Pappas, Marie Sagnella, Rita Santini, Peter Spalthoff, and Corinne Tsakonas
|
| LR-20390 |
Dec. 7, 2007 |
Vincent Cammarata, et al.; William L. Haynes, et al.; Mark Foglia, et al.; Virgil G. Williams; and Sean P. Sheehan
|
| LR-20389 |
Dec. 7, 2007 |
Aimsi Technologies, Inc., et al.
|
| LR-20388 |
Dec. 7, 2007 |
Competitive Technologies, Inc. , et. al.
|
| LR-20387 |
Dec. 6, 2007 |
William W. McGuire, M.D.
Other Release No.: AAER-2754
See also: Complaint in this matter
|
| LR-20386 |
Dec. 6, 2007 |
Sidney Mondschein and UNCI, Inc.
See also: Complaint in this matter
|
| LR-20385 |
Dec. 5, 2007 |
Mitchell Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant
|
| LR-20384 |
Dec. 5, 2007 |
Homeland Communications Corporation, et al.
|
| LR-20383 |
Dec. 5, 2007 |
Marc A. Freedman
See also: Complaint in this matter
|
| LR-20382 |
Dec. 4, 2007 |
James R. Belcher
See also: Complaint in this matter
|
| LR-20381 |
Dec. 4, 2007 |
Maxim Integrated Products, Inc., John F. Gifford and Carl W. Jasper
See also Complaints in this matter: Maxim Integrated Products, Inc. and Carl W. Jasper
|
| LR-20380A |
Dec. 5, 2007 |
David W. Knall
See also: Complaint in this matter
|
| LR-20379 |
Dec. 4, 2007 |
C. Paul Sandifur, Jr., et al.
|
| LR-20378 |
Nov. 30, 2007 |
Bunchan et al. and WMDS, Inc. et al.
|
| LR-20377 |
Nov. 30, 2007 |
T-Bar Resources, LLC and Tommy Eugene Barber
|
| LR-20376 |
Nov. 30, 2007 |
Daniel N. Jones and Azure Bay Management, LLC
See also: Complaint in this matter
|
| LR-20375 |
Nov. 30, 2007 |
Great American Technologies, Inc. and Vincent Setteducate a/k/a Vincent Sette
See also: Complaint in this matter
|
| LR-20374 |
Nov. 28, 2007 |
Jeffrey R. Senger, Brad M. Nirenberg and Norman F. Piatti
|
| LR-20373 |
Nov. 27, 2007 |
Karnig H. Durgarian, Jr., Donald F. McCracken, Ronald B. Hogan, Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs
|
| LR-20372 |
Nov. 27, 2007 |
Rabinovich & Associates, LP, Alex Rabinovich and Joseph Lovaglio
See also: Complaint in this matter
|
| LR-20371 |
Nov. 26, 2007 |
Joseph J. Monterosso and Luis E. Vargas
Other Release No.: AAER-2753
See also: Complaint in this matter
|
| LR-20370 |
Nov. 26, 2007 |
Chancellor Corporation, et. al.
Other Release No.: AAER-2752
|
| LR-20369 |
Nov. 26, 2007 |
Michael J. Pietrzak and Maurice W. Furlong
Other Release No.: AAER-2751
See also: Complaint in this matter
|
| LR-20368 |
Nov. 26, 2007 |
Eric R. Majors and Joshua N. Wolcott
|
| LR-20367 |
Nov. 20, 2007 |
Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC
See also: Administrative Proceeding 34-56823
|
| LR-20366 |
Nov. 20, 2007 |
Edward P. May and E-M Management Co. LLC
See also: Complaint in this matter
|
| LR-20365 |
Nov. 19, 2007 |
Roanoke Technology Corp., et al.
|
| LR-20364 |
Nov. 15, 2007 |
James Thomas Webb, et al.
See also: Complaint in this matter
|
| LR-20363 |
Nov. 14, 2007 |
Chevron Corporation
See also: Complaint in this matter
|
| LR-20362 |
Nov. 13, 2007 |
Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, Inc., Donald F. Neuhaus, and Kimberly A. Snowden
|
| LR-20361 |
Nov. 8, 2007 |
Armstrong Capital Ltd., Bay Capital Investment Ltd., and Timothy M. Bliss
|
| LR-20360 |
Nov. 8, 2007 |
James N. Stanard, Martin J. Merritt and Michael W. Cash
Other Release No.: AAER-2750
|
| LR-20359 |
Nov. 6, 2007 |
Global Online Direct, Inc., Bryant E. Behrmann and Larry "Buck" E. Hunter
See also:
Judgment as to Hunter
Judgment as to Behrmann
|
| LR-20358 |
Nov. 5, 2007 |
Robert Kasirer, et al.
|
| LR-20357 |
Nov. 5, 2007 |
Thompson Price Holding Inc., et al.
See also: Complaint in this matter
|
| LR-20356 |
Nov. 5, 2007 |
TCMP3 Partners, L.P., TCMP3 Capital, LLC, Titan Capital Management, LLC, Walter M. Schenker, and Steven E. Slawson
See also: Complaint in this matter
|
| LR-20355 |
Nov. 2, 2007 |
Harry H. Yim
|
| LR-20354 |
Oct. 31, 2007 |
IDPM Group, Inc., Craig H. Reinhard and Debra R. Bzik
|
| LR-20353 |
Oct. 31, 2007 |
Ingersoll-Rand Company Ltd.
See also: Complaint in this matter
|
| LR-20352 |
Oct. 30, 2007 |
Patrick Kirkland, et al.
|
| LR-20351 |
Oct. 30, 2007 |
Patrick Kirkland, et al.
|
| LR-20350 |
Oct. 30, 2007 |
Ramoil Management Ltd. et al.
Other Release No.: AAER-2748
|
| LR-20349 |
Oct. 30, 2007 |
Oleksandr Dorozhko
See also: Complaint in this matter
|
| LR-20348 |
Oct. 29, 2007 |
Quan Zhu
See also: Complaint in this matter
|
| LR-20347 |
Oct. 25, 2007 |
Spear & Jackson, Inc., et al.
|
| LR-20346 |
Oct. 25, 2007 |
Thompson Price Holding Inc., et al.
See also: Complaint in this matter
|
| LR-20345 |
Oct. 25, 2007 |
David H. Brooks
Other Release No.: AAER-2746
See also: Complaint in this matter
|
| LR-20344 |
Oct. 24, 2007 |
Calypso Financial, LLC, Calypso Financial One, LLC, Calypso Financial Two, LLC, Calypso Financial Three, LLC, Calypso Financial Four, LLC, Calypso Financial Five, LLC, Calypso Financial Six, LLC, and Emilee Petersen Golding and relief defendants Siren Network, LLC, Capri Development, LLC and WTG Development Gateway, LLC
See also: Complaint in this matter
|
| LR-20343 |
Oct. 23, 2007 |
Robert A. Loffredi, et al
See also: Complaint in this matter
|
| LR-20342 |
Oct. 19, 2007 |
Fred Gold, et al
Other Release No.: AAER-2745
|
| LR-20341 |
Oct. 19, 2007 |
Zev Saltsman, et al.
See also: Complaint in this matter
|
| LR-20340 |
Oct. 18, 2007 |
William Scott Deloach, Maria M. Garcia, and Rosario F. Licata
|
| LR-20339 |
Oct. 18, 2007 |
PacketPort.com, Inc., Ronald Durando, PacketPort, Inc., Microphase Corp., Robert H. Jaffe, Gustave Dotoli, IP Equity, Inc., M. Christopher Agarwal, Theodore Kunzog, and William Coons, III
|
| LR-20338 |
Oct. 17, 2007 |
Charles S. Lenzner and Michael P. Pitterich
See also: Complaint in this matter
|
| LR-20337 |
Oct. 17, 2007 |
Cedric Kushner Promotions, Inc., et al.
Other Release No.: AAER-2742
|
| LR-20336 |
Oct. 17, 2007 |
Urs Kamber, Stephan Husi and Richard Jon May
Other Release No.: AAER-2741
See also: Complaint in this matter
|
| LR-20335 |
Oct. 17, 2007 |
Joshua S. Shainberg and Laryssa Shainberg
|
| LR-20334 |
Oct. 16, 2007 |
Gioacchino De Chirico
|
| LR-20333 |
Oct. 15, 2007 |
Nortel Networks Corporation and Nortel Networks Limited
Other Release No.: AAER-2740
See also: Complaint in this matter
|
| LR-20332 |
Oct. 15, 2007 |
Colonial Investment Management LLC, Colonial Fund LLC and Cary G. Brody
See also: Complaint in this matter
|
| LR-20331 |
Oct. 12, 2007 |
Daniel Joseph McKay
|
| LR-20330 |
Oct. 12, 2007 |
Brian N. Hollnagel and BCI Aircraft Leasing, Inc.
See also: Motion for Order to Show Cause and Supplement to Motion for Order to Show Cause
|
| LR-20329 |
Oct. 12, 2007 |
Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
See also: Complaint in this matter
|
| LR-20328 |
Oct. 12, 2007 |
HSBC Bank USA, N.A.
|
| LR-20327 |
Oct. 11, 2007 |
Robert Ray White Samples, Pot O' Gold Financial Services, LLC, and Cristella Treece Samples
|
| LR-20326 |
Oct. 10, 2007 |
800America.com, Inc., et al.
|
| LR-20325 |
Oct. 9, 2007 |
Smart Online, Inc., et al.
|
| LR-20324 |
Oct. 4, 2007 |
Powell Calder
See also: Complaint in this matter
|
| LR-20323 |
Oct. 4, 2007 |
Kevin James Dunn, Jr.
See also: Complaint in this matter
|
| LR-20322 |
Oct. 3, 2007 |
Donald Matthew Greth, et al.
|
| LR-20321 |
Oct. 2, 2007 |
Peter J. Dawson, et al.
|
| LR-20320 |
Oct. 2, 2007 |
Robert D. Doty, Jr. and Gene S. Foster, et al.
Other Release No.: AAER-2739
|
| LR-20319 |
Oct. 1, 2007 |
York International Corporation
See also: Complaint in this matter
|
| LR-20318 |
Oct. 1, 2007 |
Meridian Holdings, Inc., Anthony C. Dike, and Michelle V. Nguyen
See also: Complaint in this matter
|
| LR-20317 |
Oct. 1, 2007 |
Mark R. Conway, et al.
|
| Third Quarter |
| LR-20316 |
Sep. 28, 2007 |
Gioacchino De Chirico
See also: Complaint in this matter
|
| LR-20315 |
Sep. 28, 2007 |
U.S. Pension Trust Corp., U.S. College Trust Corp., Iliana Maceiras, Leonardo Maceiras Jr., and Nildo Verdeja
See also: Complaint in this matter
|
| LR-20314 |
Sep. 28, 2007 |
Daniel Joseph McKay
|
| LR-20313 |
Sep. 28, 2007 |
Salvador Chavarria, Glenn D. Leftwich and John A. Nieto
|
| LR-20312 |
Sep. 28, 2007 |
Buca, Inc.
|
| LR-20311 |
Sep. 28, 2007 |
Peter Warren and Exo-Brain, Inc.
|
| LR-20310 |
Sep. 28, 2007 |
Monty Fu
See also: Complaint in this matter
|
| LR-20309 |
Sep. 27, 2007 |
Advance Body Imaging, LP, Consulting Dynamics, Inc., and Stanley Johnson
See also: Complaint in this matter
|
| LR-20308 |
Sep. 27, 2007 |
Charles P. Trigilio
See also: Complaint in this matter
|
| LR-20307 |
Sep. 27, 2007 |
Mohamad Zein and Provident Capital Investments Inc.
|
| LR-20306 |
Sep. 27, 2007 |
Gregg Ashley Smith and Elliot Joel Smith
|
| LR-20305 |
Sep. 27, 2007 |
Morris Gad and Nathan Rosenblatt
See also: Complaint in this matter
|
| LR-20304 |
Sep. 27, 2007 |
Federal Home Loan Mortgage Corporation, et al.
Other Release No.: AAER-2728
See also: Complaint in this matter; Administrative Proceeding 33-8850
|
| LR-20303 |
Sep. 27, 2007 |
Marlin S. Hershey
See also: Complaint in this matter
|
| LR-20302 |
Sep. 27, 2007 |
Phillip W. Offill, Jr., David B. Stocker, Shane A. Mullholand, Ryan M. Reynolds, Timothy T. Page, Steven P. Fischer, Curtis-Case, Inc., RSMR Capital Group, Inc., Dissemination Services, L.L.C., Page Properties, L.P., ATN Enterprises, L.L.C., Timothy B. Barham, Ballad Enterprises, Inc., and Bellatalia, L.P.
See also: Complaint in this matter
|
| LR-20301 |
Sep. 27, 2007 |
ProVision Operation Systems, Inc., Robert T. Fletcher III, Richard C. Hill, James W. Stock, and Lawrence D. Morris
See also: Complaint in this matter
|
| LR-20300 |
Sep. 26, 2007 |
Alexander James Trabulse et al.
See also: Complaint in this matter
|
| LR-20299 |
Sep. 25, 2007 |
Michael B. Upton
See also: Complaint in this matter
|
| LR-20298 |
Sep. 25, 2007 |
Mohamad Zein and Provident Capital Investments Inc.
See also: Complaint in this matter
|
| LR-20297 |
Sep. 25, 2007 |
Joseph P. Keeney
See also: Complaint in this matter
|
| LR-20296 |
Sep. 25, 2007 |
Chandramowli Srinivasan
Other Release No.: AAER-2726
See also: Complaint in this matter; Administrative Proceeding 34-56519
|
| LR-20295 |
Sep. 24, 2007 |
Joseph Simone, et al.
See also: Amended Complaint in this matter
|
| LR-20294 |
Sep. 24, 2007 |
Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett
See also: Complaint in this matter
|
| LR-20293 |
Sep. 24, 2007 |
Paul Harary and Douglas Zemsky
See also: Complaint in this matter
|
| LR-20292 |
Sep. 24, 2007 |
Mark Ristow et al.
See also: Complaint in this matter
|
| LR-20291 |
Sep. 20, 2007 |
Darin DeMizio, et al.
See also: Complaint in this matter
|
| LR-20290 |
Sep. 20, 2007 |
Joseph Simone, et al.
See also: Complaint in this matter
|
| LR-20289 |
Sep. 18, 2007 |
Swiss Re Financial Products Corporation
See also: Complaint in this matter
|
| LR-20288 |
Sep. 18, 2007 |
University Lab Technologies, Inc. and George Theodoropoulos, a/k/a George Theodore
|
| LR-20287 |
Sep. 18, 2007 |
Senior Resources of Hawaii, Inc. and Mark K. Teruya
|
| LR-20286 |
Sep. 17, 2007 |
Carl R. Rose, et al.
See also: Administrative Proceeding 34-56447
|
| LR-20285 |
Sep. 17, 2007 |
Linda Jones and Leslie H. Knox
Other Release No.: AAER-2719
|
| LR-20284 |
Sep. 14, 2007 |
Martin J. Druffner, et. al.
|
| LR-20283 |
Sep. 14, 2007 |
Gary M. Milby and Mid-America Energy, Inc.
See also: Complaint in this matter
|
| LR-20282 |
Sep. 13, 2007 |
Efoora, Inc., et al.
|
| LR-20281 |
Sep. 13, 2007 |
Barry M. Budilov and Raymond J. Green
|
| LR-20280 |
Sep. 13, 2007 |
Terax Energy, Inc., et al.
|
| LR-20279 |
Sep. 13, 2007 |
Brian E. Haylor
|
| LR-20278 |
Sep. 13, 2007 |
Robert A. Berlacher, Lancaster Investment Partners, L.P., Northwood Capital Partners, L.P., Cabernet Partners, L.P., Chardonnay Partners, L.P., Insignia Partners, L.P., VFT Special Ventures, Ltd., LIP Advisors, LLC, NCP Advisors, LLC, and RAB Investment Company, LLC
See also: Complaint in this matter
|
| LR-20277 |
Sep. 13, 2007 |
Sure Trace Security Corporation et al.
See also: Complaint in this matter
|
| LR-20276 |
Sep. 12, 2007 |
Smart Online, Inc., et al.
See also: Complaint in this matter
|
| LR-20275 |
Sep. 12, 2007 |
Frank A. Dunn, Douglas C. Beatty, Michael J. Gollogly, MaryAnne E. Pahapill (a.k.a. Mary Anne Poland), Douglas A. Hamilton, Craig A. Johnson, James B. Kinney and Kenneth R.W. Taylor
Other Release No.: AAER-2676
See also: Complaint in this matter
|
| LR-20274 |
Sep. 12, 2007 |
Real Estate Partners, Inc. et al.
See also: Complaint in this matter
|
| LR-20273 |
Sep. 11, 2007 |
Orlando Joseph Jett
|
| LR-20272 |
Sep. 10, 2007 |
Senior Resources Of Hawaii, Inc. and Mark K. Teruya
See also: Complaint in this matter
|
| LR-20271 |
Sep. 6, 2007 |
Homeland Communications Corporation, et al.
See also: Complaint in this matter
|
| LR-20270 |
Sep. 6, 2007 |
Chauncey Shey
See also: Complaint in this matter
|
| LR-20269 |
Sep. 6, 2007 |
Michael Saquella, a.k.a. Michael Paloma, and Lawrence Kaplan
See also: Complaint in this matter
|
| LR-20268 |
Sep. 5, 2007 |
Patricia B. Rocklage, William M. Beaver and David G. Jones
|
| LR-20267 |
Sep. 5, 2007 |
Michael E. Kelly, et al.
See also: Complaint in this matter
|
| LR-20266 |
Sep. 5, 2007 |
Saks Incorporated
Other Release No.: AAER-2674
See also: Complaint in this matter
|
| LR-20265 |
Sep. 5, 2007 |
James B. Crofwell
See also: Complaint in this matter; Administrative Proceeding 34-56352
|
| LR-20264 |
Aug. 31, 2007 |
James B. Roberts, FOMAC International, Inc., and Consultores Las Tres Americas S.A.
|
| LR-20263 |
Aug. 31, 2007 |
Leonard L. Zanello, Sr., Ihor A. "Gary" Humesky, Steven B. Rodd, and Robert F. Broege, Jr.
|
| LR-20262 |
Aug. 31, 2007 |
Thomas J. Bucknum
|
| LR-20261 |
Aug. 30, 2007 |
Integrated Electrical Services, Inc., Herbert R. Allen, Richard L. China, Thomas E. Stalvey, Ernest P. Breaux, James M. Calcote, and J. Carl Cannon
Other Release No.: AAER-2673
See also: Administrative Proceeding 34-56341
|
| LR-20260 |
Aug. 30, 2007 |
FacePrint Global Solutions, Inc. and Pierre Cote
See also: Complaint in this matter
|
| LR-20259 |
Aug. 29, 2007 |
Roger D. Blackwell et al
|
| LR-20258 |
Aug. 29, 2007 |
Scott R. Sacane, et al.
|
| LR-20257 |
Aug. 28, 2007 |
Lisa C. Berry and Juniper Networks, Inc.
See also:
Complaint: Lisa C. Berry
Complaint: Juniper Networks, Inc.
|
| LR-20256 |
Aug. 27, 2007 |
Pittsford Capital Income Partners, L.L.C., et al.
|
| LR-20255 |
Aug. 24, 2007 |
Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, Tnc., Donald F. Neuhaus, and Kimberly A. Snowden
See also: Temporary Restraining Order; Order Appointing Temporary Receiver
|
| LR-20254 |
Aug. 24, 2007 |
Brian N. Hollnagel and BCI Aircraft Leasing, Inc.
See also: Complaint in this matter; Memorandum Opinion and Order
|
| LR-20253 |
Aug. 24, 2007 |
Charles O. Morgan, Jr., as Personal Representative of the Estate of Frederick J. Kunen, et al.
See also: Complaint in this matter
|
| LR-20252 |
Aug. 23, 2007 |
Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, Inc., Donald F. Neuhaus, and Kimberly A. Snowden
See also: Complaint in this matter
|
| LR-20251 |
Aug. 23, 2007 |
Textron Inc.
See also: Complaint in this matter
|
| LR-20250 |
Aug. 21, 2007 |
John M. Fife and Clarion Management, LLC
See also: Administrative Proceeding IA-2636
|
| LR-20249 |
Aug. 21, 2007 |
Sentinel Management Group, Inc.
See also:
Complaint;
Declaration in Support of Emergency Motion;
Memorandum in Support of Emergency Motion
|
| LR-20248 |
Aug. 21, 2007 |
2DoTrade, Inc. et al.
|
| LR-20247 |
Aug. 17, 2007 |
Michael J. Byrd
See also: Complaint in this matter
|
| LR-20246 |
Aug. 16, 2007 |
Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffitt, Robert S. Parsley, and Nationwide Capital Corporation
|
| LR-20245 |
Aug. 16, 2007 |
Roger D. Blackwell et al
|
| LR-20244 |
Aug. 16, 2007 |
Inter Global Technologies, Inc. and Michael E. Tomayko
See also: Complaint in this matter
|
| LR-20243 |
Aug. 15, 2007 |
Michael G. Smeraski, et al.
|
| LR-20242 |
Aug. 14, 2007 |
Brian Lee and Todd DiRoberto, et al.
|
| LR-20241 |
Aug. 14, 2007 |
AOB Commerce, Inc., AOB Asia Fund I, LLC, and Terchi Liao a/k/a Nelson Liao, et al.
|
| LR-20240 |
Aug. 14, 2007 |
Anthony P. Postiglione, Jr. and William J. Lennon
|
| LR-20239 |
Aug. 13, 2007 |
Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants
|
| LR-20238 |
Aug. 13, 2007 |
Eric Turner and Kenneth May
|
| LR-20237 |
Aug. 10, 2007 |
Earthly Mineral Solutions, Inc., Natural Minerals Processing Company, Roy D. Higgs, Frank L. Schwartz, and Rick Lawton
See also: Complaint in this matter
|
| LR-20236 |
Aug. 9, 2007 |
Amerifirst Funding, Inc., Amerifirst Acceptance Corporation, Jeffery C. Bruteyn and Dennis W. Bowden
|
| LR-20235 |
Aug. 9, 2007 |
Premium Income Corp., InForex Ltd., Tri-Forex International Ltd., also known as Tri-Forex, Ltd. and International Forex Company, Gerald Leo Rogers, also known as Jay Rogers and Jay Rodgers, and Alexander Igor Shevchenko
|
| LR-20234 |
Aug. 9, 2007 |
Wood River Capital Management, LLC, et al.
|
| LR-20233 |
Aug. 9, 2007 |
Thomas Fisher, Kathleen Halloran, and George Behrens
Other Release No.: AAER-2666
See also: Complaint in this matter
|
| LR-20232 |
Aug. 9, 2007 |
Kenneth Roy Weare, a/k/a Roy Weaver, J&K Global Marketing Corporation, and AAA-Auction.com, Inc.
|
| LR-20231 |
Aug. 8, 2007 |
Gershon Tannenbaum and Jay M. Vermonty
Other Release No.: AAER-2665
|
| LR-20230 |
Aug. 8, 2007 |
Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller
|
| LR-20229 |
Aug. 7, 2007 |
Steven E. Muth
See also: Complaint in this matter
|
| LR-20228 |
Aug. 7, 2007 |
Sierra Brokerage Services, Inc.
|
| LR-20227 |
Aug. 7, 2007 |
First BanCorp
Other Release No.: AAER-2664
See also: Complaint in this matter
|
| LR-20226 |
Aug. 6, 2007 |
David E. Tether
See also: Complaint in this matter
|
| LR-20225 |
Aug. 6, 2007 |
Jerry K. Castleman and Kathleen M. Lynn
Other Release No.: AAER-2663
|
| LR-20224 |
Aug. 3, 2007 |
One or More Unknown Purchasers of Call Options for the Common Stock of Petco Animal Supplies, Inc. and Taher Suterwalla
See also: Complaint in this matter
|
| LR-20223 |
Aug. 3, 2007 |
Michael J. Pietrzak, Maurice W. Furlong and Donald E. Jordan
|
| LR-20222 |
Aug. 2, 2007 |
Joseph A. Frohna
See also: Complaint in this matter
|
| LR-20221 |
Aug. 1, 2007 |
Carole D. Argo
Other Release No.: AAER-2662
See also: Complaint in this matter
|
| LR-20220 |
Aug. 1, 2007 |
Global Asset Partners, LLC, et al.
See also: Complaint in this matter
|
| LR-20219 |
Aug. 1, 2007 |
Integrated Silicon Solution, Inc. and Gary L. Fischer
Other Release No.: AAER-2661
See also: Complaint in this matter
|
| LR-20218 |
Jul. 31, 2007 |
Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
See also: Complaint in this matter
|
| LR-20217 |
Jul. 30, 2007 |
Dean A. Nichols
Other Release No.: AAER-2659
|
| LR-20216 |
Jul. 27, 2007 |
International Energy and Resources, Inc.
|
| LR-20215 |
Jul. 26, 2007 |
Ragone and New York Partnership Exchange, Inc.
|
| LR-20214 |
Jul. 26, 2007 |
Delta & Pine Land Company and Turk Deltapine, Inc.
Other Release No.: AAER-2657
See also: Complaint in this matter; Administrative Proceeding 34-56138
|
| LR-20213 |
Jul. 26, 2007 |
KPMG, LLP, et al., and Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishback, Daniel S. Marchibroda, and Gregory B. Tayler
See also: Order to Appoint Distribution Agent
|
| LR-20212 |
Jul. 26, 2007 |
Cardinal Health, Inc.
Other Release No.: AAER-2654
See also: Complaint in this matter
|
| LR-20211 |
Jul. 26, 2007 |
Euro Security Fund, et al.
See also: Complaint in this matter
|
| LR-20210 |
Jul. 25, 2007 |
Robert J. Therrien
Other Release No.: AAER-2653
See also: Complaint in this matter
|
| LR-20209 |
Jul. 25, 2007 |
Patrollers Capital Fund and Franklin S. Marone, Jr. and Relief Defendant Marita D. Marone
|
| LR-20208 |
Jul. 25, 2007 |
International Fiduciary Corp., S.A., et al.
|
| LR-20207 |
Jul. 25, 2007 |
Kenneth L. Schroeder and KLA-Tencor Corp.
See also: Complaints in this matter Schroeder,
KLA-Tencor |
| LR-20206 |
Jul. 25, 2007 |
ConAgra Foods, Inc.
Other Release No.: AAER-2652
See also: Complaint in this matter
|
| LR-20205 |
Jul. 24, 2007 |
Phoenixsurf.com, New Millenium Enterpreneurs, LLC, Jonathan W. Mikula, and Gabriel J. Frankewich
See also: Complaint in this matter
|
| LR-20204 |
Jul. 24, 2007 |
John C. Charters and Richard E. Fresia
Other Release No.: AAER-2650
See also Complaint in this matter:Fresia
|
| LR-20203 |
Jul. 24, 2007 |
Shane Bashir Suman and Monie Rahman
(Corrected Copy)
See also: Complaint in this matter
|
| LR-20202 |
Jul. 19, 2007 |
David C. Drummond, John P. Hayes, and Patrick E. Murphy, and Patrick T. Chew
Other Release No.: AAER-2649
|
| LR-20201 |
Jul. 18, 2007 |
Alan D. Libman, a/k/a Damian Vanderhaus
See also: Complaint in this matter
|
| LR-20200 |
Jul. 18, 2007 |
Global Finance & Investments, Inc., Charles R. Davis, Lucre Fund, LLC, JTA Enterprises, William H. Clark, Level Par Investments, LLC, Kelly G. Rogers, Sterling Meridian LLC, Ronald J. Linn Glenn Maske and William F. Dippolito, Defendants, and USAssets & Funding Corp., Nevada Sentry Service Corp., Wells Ventures LLC, Triquestra Management Corp., and CMR Mngt. Group, LLC, Relief Defendants
See also: Complaint in this matter
|
| LR-20199 |
Jul. 18, 2007 |
James M. Materna, John R. Holtzhauser, and Paul R. Venesky
Other Release No.: AAER-2642
See also: Complaint in this matter; Administrative Proceeding 33-8826
|
| LR-20198 |
Jul. 18, 2007 |
Samuel Aaron Meltzer
|
| LR-20197 |
Jul. 18, 2007 |
Lorine Sweeney and Gary Scherping; Ilona Kay Collin; David Eric Nesvisky; Robert Allen Diehl; Madhavan Sivathanu Pillai
Other Release No.: AAER-2641
See also: Complaints in this matter Sweeney and Scherping; Collins; Nesvisky; Diehl; Pillai
See also: Administrative Proceedings 33-8825; 34-56083; 34-56084
|
| LR-20196 |
Jul. 16, 2007 |
AOB Commerce, Inc., AOB Asia Fund I, LLC, and Terchi Liao a/k/a Nelson Liao, et al.
See also: Complaint in this matter
|
| LR-20195 |
Jul. 12, 2007 |
The Hockey Barn LLC and Jeffrey J. Coleman
|
| LR-20194 |
Jul. 12, 2007 |
Tasty Fries, Inc., Edward C. Kelly and Louis M. Kelly
|
| LR-20193 |
Jul. 12, 2007 |
Michael F. Shanahan, Sr., et al.
Other Release No.: AAER-2633
See also: Complaint in this matter
|
| LR-20192 |
Jul. 11, 2007 |
Roderic Lee Boling III, Anna August Boling, Jeffrey Scott Mills and Direct Results of Sweetwater, LLC
|
| LR-20191 |
Jul. 10, 2007 |
CEP Holdings, Inc. D/B/A Colonendparenthesis.net, Trevor Reed, Clayton Kimbrell and Colon End Parenthesis Trust, LLC
See also: Complaint in this matter
|
| LR-20190 |
Jul. 10, 2007 |
Aleksey Kamardin
|
| LR-20189 |
Jul. 10, 2007 |
TG Capital, LLC, Thanh Viet "Jeremy" Cao, and Lodavina Grosnickle
See also: Complaint in this matter
|
| LR-20188 |
Jul. 10, 2007 |
Raymond C. Chop and Nicholas F. Chop
|
| LR-20187 |
Jul. 9, 2007 |
Darrel T. Uselton and Jack E. Uselton
|
| LR-20186 |
Jul. 9, 2007 |
The Hockey Barn LLC and Jeffrey J. Coleman
|
| LR-20185 |
Jul. 9, 2007 |
Brightpoint, Inc., American International Group, Inc., Phillip Bounsall, John Delaney and Timothy Harcharik
Other Release No.: AAER-2632
|
| LR-20184 |
Jul. 9, 2007 |
Graham J. Lefford
|
| LR-20183 |
Jul. 6, 2007 |
Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter
See also: Complaint in this matter and Order Appointing Receiver
|
| LR-20182 |
Jul. 5, 2007 |
U.S. Sustainable Energy Corporation and John D. Stanton
|
| LR-20181 |
Jul. 5, 2007 |
Amerifirst Funding, Inc., Amerifirst Acceptance Corporation, Jeffery C. Bruteyn and Dennis W. Bowden
|
| LR-20180 |
Jul. 3, 2007 |
The Hockey Barn LLC and Jeffrey J. Coleman
See also: Complaint in this matter
|
| LR-20179 |
Jul. 2, 2007 |
Theodore Roxford a/k/a Lawrence David Niren and Hollingsworth, Rothwell & Roxford
See also: Complaint in this matter
|
| LR-20178 |
Jul. 2, 2007 |
Mark Leslie, Kenneth E. Lonchar, Paul A. Sallaberry, Michael M. Cully and Douglas S. Newton
Other Release No.: AAER-2631
See also: Complaint in this matter
|
| LR-20177 |
Jul. 2, 2007 |
Chancellor Corporation, et al.
Other Release No.: AAER-2630
|
| Second Quarter |
| LR-20176 |
Jun. 29, 2007 |
James P. O'Donnell, Jay D. Bolding and Debra L. Keith; Kenneth W. DiFonzo; Dwight J. Goslee and Harry J. Hill
Other Release No.: AAER-2629
|
| LR-20175 |
Jun. 29, 2007 |
Philip C. Galbo and Larry Solberg
See also: Complaint in this matter
|
| LR-20174 |
Jun. 29, 2007 |
Si Chan Wooh
See also: Complaint in this matter
|
| LR-20173 |
Jun. 29, 2007 |
Michael W. Sulfridge
Other Release No.: AAER-2625
See also: Complaint in this matter
|
| LR-20172 |
Jun. 29, 2007 |
Bunchan et al.
|
| LR-20171 |
Jun. 29, 2007 |
Cyberkey Solutions, Inc. and James E. Plant
|
| LR-20170 |
Jun. 29, 2007 |
Eric E. Resteiner, et al. |
| LR-20169 |
Jun. 28, 2007 |
John J. Lawbaugh
|
| LR-20168 |
Jun. 27, 2007 |
Simpson Capital Management, Inc., et al.
See also: Complaint in this matter
|
| LR-20167 |
Jun. 26, 2007 |
GLG Partners, L.P.
See also: Complaint in this matter; Administrative Proceeding Rel. No. 34-55956
|
| LR-20166 |
Jun. 25, 2007 |
Kevin B. Collins
Other Release No.: AAER-2624
See also: Complaint in this matter; Administrative Proceeding Rel. No. 34-55954
|
| LR-20165 |
Jun. 25, 2007 |
Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Ltd., Tarun Mendiratta
|
| LR-20164 |
Jun. 22, 2007 |
Forman, et al.
Other Release No.: AAER-2622
See also: Complaint in this matter
|
| LR-20163 |
Jun. 22, 2007 |
Graham
Other Release No.: AAER-2621
See also: Complaint in this matter
|
| LR-20162 |
Jun. 21, 2007 |
Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
|
| LR-20161 |
Jun. 20, 2007 |
Scott A. Christian
|
| LR-20160 |
Jun. 20, 2007 |
Alfred S. Teo, Sr., et al.
|
| LR-20159 |
Jun. 20, 2007 |
Jeffrey McMahon
Other Release No.: AAER-2619
See also: Complaint in this matter
|
| LR-20158 |
Jun. 20, 2007 |
International Fiduciary Corp., S.A., et al.
|
| LR-20157 |
Jun. 19, 2007 |
Romano Ancelmo Fontana Filho
See also: Complaint in this matter
|
| LR-20156 |
Jun. 18, 2007 |
Tom Shanahan and Clem Hannon
Other Release No.: AAER-2617
See also: Complaint in this matter
|
| LR-20155 |
Jun. 18, 2007 |
Terese Dearmin and Richard Harris
|
| LR-20154 |
Jun. 14, 2007 |
Peter W. Fisher, N. Tyler Fisher, David B. Stocker, Phillip W. Offill, Jr., and Collective Thought Holdings, Inc.
See also: Complaint in this matter
|
| LR-20153 |
Jun. 13, 2007 |
Joseph Galamb
See also: Complaint in this matter
|
| LR-20152 |
Jun. 13, 2007 |
David A. Schwinger
See also: Complaint in this matter
|
| LR-20151 |
Jun. 13, 2007 |
Mutual Benefits Corp., et al.
|
| LR-20150 |
Jun. 12, 2007 |
Security Asset Capital Corporation, et al.
|
| LR-20149 |
Jun. 12, 2007 |
World Information Technology, Inc., et al.
|
| LR-20148 |
Jun. 8, 2007 |
John L. Montana, Melvin R. Lyttle, Paul E. Knight, Worldwide T&P, Inc., First National Equity, LLC and P.K. Trust & Holding, Inc.
|
| LR-20147 |
Jun. 7, 2007 |
Pension Fund of America L.C., et al.
|
| LR-20146 |
Jun. 6, 2007 |
Michael J. Snyder
|
| LR-20145 |
Jun. 6, 2007 |
Mark R. Conway
|
| LR-20144 |
Jun. 5, 2007 |
C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., the Rhodes Company, and Resource Transactions, Inc.
See also: Complaint in this matter
|
| LR-20143 |
Jun. 5, 2007 |
Amit Mathur, et al.
|
| LR-20142 |
Jun. 4, 2007 |
Michael J. Snyder
|
| LR-20141 |
Jun. 4, 2007 |
Justin Scott and Omid Kamshad, et al.
See also: Administrative Proceeding Nos. IA-2608 and IA-2609 |
| LR-20140 |
Jun. 4, 2007 |
Harold S. Longs and Your Money Worth, Inc.
See also: Complaint in this matter
|
| LR-20139 |
Jun. 1, 2007 |
O.J. Chidolue
|
| LR-20138 |
Jun. 1, 2007 |
Joseph P. Nacchio, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, James J. Kozlowski and Frank T. Noyes
Other Release No.: AAER-2614
See also: Complaint in this matter; Administrative Proceeding No. 34-55842
|
| LR-20137 |
May 31, 2007 |
Brocade Communications Systems, Inc.
See also: Complaint in this matter
|
| LR-20136 |
May 31, 2007 |
Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation), Amnon Landan, Sharlene Abrams, Douglas Smith, and Susan Skaer
See also: Complaint in this matter
|
| LR-20135 |
May 31, 2007 |
David Lon Nally
|
| LR-20134 |
May 31, 2007 |
Lohmus Haavel & Viisemann, et al.
|
| LR-20133 |
May 30, 2007 |
William A. DiBella, et al.
|
| LR-20132 |
May 30, 2007 |
Barclays Bank PLC and Steven J. Landzberg
See also: Complaint in this matter
|
| LR-20131 |
May 25, 2007 |
Raymond C. Chop and Nicholas F. Chop
See also: Complaint in this matter
|
| LR-20130 |
May 25, 2007 |
Roger D. Blackwell et al
|
| LR-20129 |
May 24, 2007 |
Frederick David Jones and Mark Godden
|
| LR-20128 |
May 23, 2007 |
Robert Goehring
|
| LR-20127 |
May 23, 2007 |
Universo FoneClub Corporation, et al.
|
| LR-20126 |
May 23, 2007 |
Arthur A. Goodwin
Other Release No.: AAER-2612
|
| LR-20125 |
May 23, 2007 |
The BISYS Group, Inc.
Other Release No.: AAER-2611
See also: Complaint in this matter
|
| LR-20124 |
May 22, 2007 |
Gerald H. Levine and Marie A. Levine
Other Release No.: AAER-2610
|
| LR-20123 |
May 22, 2007 |
One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, a/k/a John Latorri
|
| LR-20122 |
May 18, 2007 |
Empire Development Group, et al.
See also: Complaint in this matter
|
| LR-20121 |
May 17, 2007 |
Larry Michael Parrish, et al.
See also: Administrative Proceeding Nos. 34-55778 and 34-55779
|
| LR-20120A |
May 23, 2007 |
Bradford C. Bleidt, et al.
|
| LR-20119 |
May 17, 2007 |
Aimsi Technologies, Inc., et al.
|
| LR-20118 |
May 16, 2007 |
Bert Fingerhut et al.
See also: Complaint in this matter
|
| LR-20117 |
May 15, 2007 |
Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor
See also: Complaint in this matter
|
| LR-20116 |
May 14, 2007 |
NJ Affordable Homes Corp., Wayne Puff and Kenneth Lagonia
|
| LR-20115 |
May 14, 2007 |
Christopher M. Balkenhol
See also: Complaint in this matter
|
| LR-20114 |
May 14, 2007 |
Gayle Spence Luacaw
Other Release No.: AAER-2609
|
| LR-20113 |
May 11, 2007 |
One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Ajaz Rahim, Sunil Sehgal, Seema Sehgal, Hafiz Naseem, and Francisco Javier Garcia
See also: Complaint in this matter
|
| LR-20112 |
May 10, 2007 |
Jennifer Xujia Wang, et al.
See also: Complaint in this matter
|
| LR-20111 |
May 10, 2007 |
Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendant
See also: Complaint in this matter
|
| LR-20110 |
May 10, 2007 |
Penthouse International, Inc., Charles Samel and Jason Galanis
Other Release No.: AAER-2608
|
| LR-20109 |
May 10, 2007 |
World Information Technology, Inc.
|
| LR-20108 |
May 10, 2007 |
Jack Calvin, et al.
|
| LR-20107 |
May 9, 2007 |
Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC
|
| LR-20106 |
May 8, 2007 |
Kan King Wong and Charlotte Ka On Wong Leung
See also: Complaint in this matter; Temporary Restraining Order
|
| LR-20105 |
May 4, 2007 |
One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp, Sunil Sehgal, Seema Sehga. Hafiz Naseem and Francisco Javier Garcia
See also: Complaint in this matter
|
| LR-20104 |
May 3, 2007 |
Gary V. Morris
Other Release No.: AAER-2606
|
| LR-20103 |
May 3, 2007 |
Frank J. Russo
|
| LR-20102 |
May 3, 2007 |
Lydia Capital, LLC et al.
See also: Complaint in this matter
|
| LR-20101 |
May 3, 2007 |
Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
See also: Complaint in this matter
|
| LR-20100 |
May 2, 2007 |
Capitol Distributing, LLC and Terry M. Phillips
Other Release No.: AAER-2604
See also: Complaint in this matter; Administrative Proceeding No. 34-55696
|
| LR-20099A |
May 2, 2007 |
Michael R. Bretzel, Lawrence Ford, II, Real Estate Funding, LLC and Heritage Funding Group, Inc., Defendants, and Seabreeze Realty Group, Inc. d/b/a Coastal Properties, Ormond Beach Auto Sales, Inc. d/b/a Liberty Automotive Group, and Dealer Lot Management, Inc., Relief Defendants
See also: Complaint in this matter
|
| LR-20098 |
Apr. 30, 2007 |
Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas
|
| LR-20097 |
Apr. 30, 2007 |
Stephen Luskco, Gregory Neu, Justin Medlin, Emerging Holdings, Inc., Massclick, Inc., and China Score, Inc.
See also: Complaint in this matter
|
| LR-20096 |
Apr. 30, 2007 |
Richard D. Power, Edward Federman, and Richard J. "Skip" Heger
Other Release No.: AAER-2603
|
| LR-20095 |
Apr. 27, 2007 |
Blue Bottle Limited and Matthew C. Stokes
|
| LR-20094 |
Apr. 26, 2007 |
Baker Hughes Incorporated and Roy Fearnley
Other Release No.: AAER-2602
See also: Complaint in this matter
|
| LR-20093 |
Apr. 26, 2007 |
Global Health, Global Clearing, Global Securities, Goldman Quintero & Associates, Vince Dory, and Joshua Adams
|
| LR-20092 |
Apr. 25, 2007 |
Starcash, Inc., et al.
|
| LR-20091 |
Apr. 25, 2007 |
Merle D. Lewis, Richard R. Hylland, Kipp D. Orme, and Kurt D. Whitesel
Other Release No.: AAER-2601
|
| LR-20090 |
Apr. 25, 2007 |
Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P. Amella, Andre Hayden, and Strategic Management Alliance, Inc.
|
| LR-20089 |
Apr. 25, 2007 |
Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney, Defendants, and Agnes T. Corigliano, Carleton H. Pember IV, and Mary Louise Scully, Relief Defendants
Other Release No.: AAER-2600
|
| LR-20088 |
Apr. 24, 2007 |
Joseph P. Nacchio
See also: Litigation Release No. 19136
|
| LR-20087 |
Apr. 24, 2007 |
International Fiduciary Corp., S.A., et al.
See also: Complaint in this matter
|
| LR-20086 |
Apr. 24, 2007 |
Nancy R. Heinen and Fred D. Anderson
See also: Complaint in this matter
|
| LR-20085 |
Apr. 23, 2007 |
Gary K. Melton
See also: Complaint in this matter
|
| LR-20084 |
Apr. 23, 2007 |
Richard M. Scrushy
Other Release No.: AAER-2599
|
| LR-20083 |
Apr. 20, 2007 |
Bernard Shinder
Other Release No.: AAER-2598
|
| LR-20082 |
Apr. 19, 2007 |
Sanjay Kumar and Stephen Richards
Other Release No.: AAER-2597
|
| LR-20081 |
Apr. 19, 2007 |
Sherwin P. Brown, Jamerica Financial and Brawta Ventures
|
| LR-20080 |
Apr. 18, 2007 |
Aquacell Batteries, Inc. and Michael J. Naste
See also: Complaint in this matter
|
| LR-20079 |
Apr. 18, 2007 |
Kevin J. Heron
See also: Complaint in this matter
|
| LR-20078 |
Apr. 18, 2007 |
Concorde America, Inc., et al.
|
| LR-20077 |
Apr. 18, 2007 |
Nu Star Holdings, Inc. et al.
See also: Complaint in this matter
|
| LR-20076 |
Apr. 17, 2007 |
Blake A. Prater and Wellspring Capital Group, Inc.
|
| LR-20075 |
Apr. 11, 2007 |
Novus Technologies, LLC, a Utah limited liability company, Ralph W. Thompson, Jr., Duane C. Johnson, RCH2, LLC, a Utah limited liability company, Robert Casey Hall and Eric J. Wheeler, defendants, and U.S. Ventures, LC, a Utah limited liability company, U.S. Ventures International, LLC, a Utah limited liability company, Robert L. Holloway, Online Strategies Group, Inc., a Delaware corporation, and David Story, relief defendants
See also: Complaint in this matter
|
| LR-20074 |
Apr. 9, 2007 |
Federal National Mortgage Association
See also: Motion; Distribution Plan
|
| LR-20073 |
Apr. 9, 2007 |
Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter
See also: Complaint in this matter
|
| LR-20072 |
Apr. 6, 2007 |
GetAnswers, Inc., et al.
|
| LR-20071 |
Apr. 6, 2007 |
Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas
See also: Complaint in this matter
|
| LR-20070 |
Apr. 5, 2007 |
Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC
See also: Complaint in this matter
|
| LR-20069 |
Apr. 5, 2007 |
Edgar B. Alacan
See also: Complaint in this matter
|
| LR-20068 |
Apr. 3, 2007 |
Jimmy Lynn Bradley and Lesley Don Cole
Other Release No.: AAER-2592
See also: Complaint in this matter
|
| LR-20067 |
Apr. 2, 2007 |
Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen
Other Release No.: AAER-2591
See also: Complaint in this matter
|
| LR-20066 |
Apr. 2, 2007 |
Steven E. Thorn, et. al
|
| LR-20065 |
Apr. 2, 2007 |
Steven E. Thorn, et. al
|
| LR-20064 |
Apr. 2, 2007 |
Martin E. Kenney, Jr.
Other Release No.: AAER-2589
See also: Amended Complaint in this matter
|
| First Quarter |
| LR-20063 |
Mar. 30, 2007 |
One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp.
See also: Amended Complaint in this matter; Temporary Restraining Order
|
| LR-20062 |
Mar. 30, 2007 |
Ricardo Cavallero et al.
|
| LR-20061 |
Mar. 29, 2007 |
First United Financial Group, LLC, et al.
|
| LR-20060 |
Mar. 29, 2007 |
Nicor, Inc. and Jeffrey L. Metz
See also: Complaint in this matter
|
| LR-20059 |
Mar. 29, 2007 |
David McQuillin
Other Release No.: AAER-2586
|
| LR-20058 |
Mar. 28, 2007 |
Jordan H. Mintz and Rex R. Rogers
Other Release No.: AAER-2584
See also: Complaint in this matter
|
| LR-20057 |
Mar. 27, 2007 |
Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs
|
| LR-20056 |
Mar. 27, 2007 |
Myron F. Olesnyckyj
Other Release No.: AAER-2583
|
| LR-20055 |
Mar. 26, 2007 |
Collins & Aikman Corporation, David A. Stockman, J. Michael Stepp, Gerald E. Jones, David R. Cosgrove, John G. Galante, Elkin B. McCallum, Paul C. Barnaba, Christopher M. Williams and Thomas V. Gougherty
Other Release No.: AAER-2581
See also: Complaint in this matter
|
| LR-20054 |
Mar. 23, 2007 |
Roger Blackwell et al
|
| LR-20053 |
Mar. 23, 2007 |
Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, Noga Delshad, David Heyman, Heyman & Son Investment Partnership LP, Young Kim, and Bahram Delshad
|
| LR-20052 |
Mar. 23, 2007 |
Violet Gail Eldridge and UTA-BVI, Ltd., Defendants, and The United Tribes of the Americas Inc. and Executive Bureau of Research and Recovery, Inc., Relief Defendants
|
| LR-20051 |
Mar. 22, 2007 |
Beacon Rock Capital, LLC and Thomas Gerbasio
See also: Complaint in this matter
|
| LR-20050 |
Mar. 21, 2007 |
Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech
|
| LR-20049 |
Mar. 20, 2007 |
Cyberkey Solutions, Inc. and James E. Plant
See also: Complaint in this matter
|
| LR-20048 |
Mar. 19, 2007 |
Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds, and Success Trust and Holding LLC
|
| LR-20047 |
Mar. 16, 2007 |
Blue Bottle Limited and Matthew C. Stokes
|
| LR-20046 |
Mar. 16, 2007 |
Burton G. Friedlander, et al.
|
| LR-20045 |
Mar. 16, 2007 |
Raymond Burghard and eSafetyWorld, Inc. (n/k/a EZ Auctions and Shipping Inc.)
|
| LR-20044 |
Mar. 16, 2007 |
Barry Hertz
|
| LR-20043 |
Mar. 16, 2007 |
Conrad M. Black, F. David Radler and Hollinger Inc.
Other Release No.: AAER-2582
|
| LR-20042 |
Mar. 15, 2007 |
C. Paul Sandifur, Jr., et al.
|
| LR-20041 |
Mar. 15, 2007 |
Franklyn A. Caine, Edward S. Pliner, and James E. Gray
Other Release No.: AAER-2577
See also:
Complaint: Franklyn A. Caine
Complaint: Edward S. Pliner
Complaint: James E. Gray
|
| LR-20040 |
Mar. 14, 2007 |
Melvyn C. Goldstein
See also: Complaint in this matter
|
| LR-20038 |
Mar. 13, 2007 |
Focus Financial Associates, Inc., et al.
|
| LR-20037 |
Mar. 12, 2007 |
Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan
See also: Complaint in this matter
|
| LR-20036 |
Mar. 12, 2007 |
Frank A. Dunn, Douglas C. Beatty, Michael J. Gollogly and MaryAnne E. Pahapill (a.k.a. Mary Anne Poland)
Other Release No.: AAER-2576
See also: Complaint in this matter
|
| LR-20035 |
Mar. 9, 2007 |
ABC Viaticals, Inc., C. Keith LaMonda and Jesse W. LaMonda Jr., defendants, and LaMonda Management Family Limited Partnership, Structured Life Settlements, Inc., Blue Water Trust and Destiny Trust, relief defendants
|
| LR-20034 |
Mar. 8, 2007 |
Shashikant C. Shah
See also: Complaint in this matter
|
| LR-20033 |
Mar. 7, 2007 |
GetAnswers, Inc., et al.
|
| LR-20032 |
Mar. 7, 2007 |
GetAnswers, Inc., et al.
|
| LR-20031 |
Mar. 7, 2007 |
David Sarna, et ano.
|
| LR-20030 |
Mar. 7, 2007 |
One or More Unknown Traders in the Common Stock of Certain Issuers, Defendants, and JSC Parex Bank, Relief Defendant
See also: Complaint in this matter
|
| LR-20029 |
Mar. 6, 2007 |
Charles Michael Martin
Other Release No.: AAER-2572
See also: Complaint in this matter
|
| LR-20028 |
Mar. 2, 2007 |
One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp.
See also: Complaint in this matter
|
| LR-20027 |
Mar. 2, 2007 |
Paul J. Silvester et al.
|
| LR-20026 |
Mar. 2, 2007 |
John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone
|
| LR-20025 |
Mar. 1, 2007 |
Leonard M. Snyder, H. Dane Reynolds, C. Burt Duren, and Carey Johnson
Other Release No.: AAER-2568
|
| LR-20024 |
Mar. 1, 2007 |
U.S. Wind Farming, Inc., et al
|
| LR-20023 |
Mar. 1, 2007 |
U.S. Wind Farming, Inc., et al
|
| LR-20022 |
Mar. 1, 2007 |
Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC
See also: Complaint in this matter
|
| LR-20021 |
Feb. 28, 2007 |
Louis W. Zehil, et al.
See also: Complaint in this matter
|
| LR-20020 |
Feb. 28, 2007 |
Kent H. Roberts
Other Release No.: AAER-2567
See also: Complaint in this matter
|
| LR-20019 |
Feb. 26, 2007 |
Matthew E. Kopsky and Ronald W. Davis
Other Release No.: AAER-2565
See also: Complaint in this matter
|
| LR-20018 |
Feb. 26, 2007 |
Blue Bottle Limited and Matthew C. Stokes
See also: Complaint in this matter
|
| LR-20017 |
Feb. 26, 2007 |
Crestview Capital Partners, LLC and Stewart R. Flink
|
| LR-20016 |
Feb. 26, 2007 |
Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P. Amella, Andre Hayden, and Strategic Management Alliance, Inc.
|
| LR-20015 |
Feb. 23, 2007 |
GetAnswers, Inc., et al.
|
| LR-20014 |
Feb. 23, 2007 |
GetAnswers, Inc., et al.
|
| LR-20013 |
Feb. 22, 2007 |
Luiz Gonzaga Murat Júnior and Alexandre Ponzio De Azevedo
See also:
Complaint: Luiz Gonzaga Murat Júnior
Complaint: Alexandre Ponzio De Azevedo
|
| LR-20012 |
Feb. 21, 2007 |
Michael G. Velasco
See also: Administrative Proceeding No. 34-55322
|
| LR-20011 |
Feb. 21, 2007 |
Braintree Energy, Inc. and Howard Graham
|
| LR-20010 |
Feb. 21, 2007 |
Biopure Corporation, et al.
|
| LR-20009 |
Feb. 21, 2007 |
Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. Stern
Other Release No.: AAER-2563
|
| LR-20008 |
Feb. 21, 2007 |
Veritas Software Corporation
Other Release No.: AAER-2562
See also: Complaint in this matter
|
| LR-20007 |
Feb. 16, 2007 |
Leslie Mersky, et al.
|
| LR-20006 |
Feb. 16, 2007 |
Keith G. Baxter, et. al.
Other Release No.: AAER-2561
|
| LR-20005 |
Feb. 15, 2007 |
Gregory A. Brady, et al.
Other Release No.: AAER-2559
|
| LR-20004 |
Feb. 15, 2007 |
Myron F. Olesnyckyj
Other Release No.: AAER-2558
See also: Complaint in this matter
|
| LR-20003 |
Feb. 14, 2007 |
Ryan Ashley Brant
Other Release No.: AAER-2557
See also: Complaint in this matter
|
| LR-20002 |
Feb. 13, 2007 |
Ravi V. Kothare, Sterling Capital Planners, Inc., S.F. Advisors, LLC d/b/a Affinity Club Network, LLC and Players Choice Club
See also: Order and Complaint in this matter
|
| LR-20001 |
Feb. 13, 2007 |
Patel et al.
Other Release No.: AAER-2556
See also: Complaint in this matter
|
| LR-20000 |
Feb. 13, 2007 |
The Dow Chemical Company
Other Release No.: AAER-2554
|
| LR-19999 |
Feb. 12, 2007 |
Kirk S. Wright, International Management Associates, LLC; International Management Associates Advisory Group, LLC; International Management Associates Platinum Group, LLC; International Management Associates Emerald Fund, LLC; International Management Associates Taurus Fund, LLC; International Management Associates Growth & Income Fund, LLC; International Management Associates Sunset Fund, LLC; Platinum II Fund, LP; and Emerald II Fund, LP
|
| LR-19998 |
Feb. 12, 2007 |
Gayle Spence Luacaw
See also: Complaint in this matter
|
| LR-19997 |
Feb. 12, 2007 |
Enrique (Henry) Fiallo
Other Release No.: AAER-2553
See also: Complaint in this matter
|
| LR-19996 |
Feb. 9, 2007 |
Richard A. Causey
Other Release No.: AAER-2552
|
| LR-19995A |
Feb. 13, 2007 |
Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, David Heyman, Heyman & Son Investment Partnership LP, Young Kim, and Bahram Delshad
See also: Complaint in this matter
|
| LR-19994 |
Feb. 8, 2007 |
Daniel Fongnien Chiang and Eva Yi-Fen Chen
See also: Complaint in this matter
|
| LR-19993 |
Feb. 7, 2007 |
Gary M. Workman
See also: Complaint in this matter
|
| LR-19992 |
Feb. 7, 2007 |
Donald A. Erickson
|
| LR-19991 |
Feb. 7, 2007 |
El Paso Corporation
See also: Complaint in this matter
|
| LR-19990 |
Feb. 6, 2007 |
Steven J. Landmann and Gary C. Gerhardt
Other Release No.: AAER-2551
See also:
Complaint: Gary C. Gerhardt
Complaint: Steven J. Landmann
|
| LR-19989 |
Feb. 6, 2007 |
RenaissanceRe Holdings Ltd.
Other Release No.: AAER-2550
See also: Complaint in this matter
|
| LR-19988 |
Feb. 2, 2007 |
Scott R. Sacane, et al.
|
| LR-19987 |
Feb. 1, 2007 |
Allixon International Corp., et al.
|
| LR-19986 |
Feb. 1, 2007 |
Anthony L. Hurley
See also: Complaint in this matter
|
| LR-19985 |
Jan. 31, 2007 |
Sharon E. Vaughn and Directors Financial Group, Ltd.
|
| LR-19984 |
Jan. 29, 2007 |
Guillaume Pollet
See also: Complaint in this matter
|
| LR-19983 |
Jan. 29, 2007 |
Concetta A. Donovan and David K. Donovan, Sr.
|
| LR-19982 |
Jan. 29, 2007 |
MBIA Inc.
Other Release No.: AAER-2547
See also: Complaint in this matter; Administrative Proceeding No. 33-8776
|
| LR-19981 |
Jan. 25, 2007 |
Aleksey Kamardin
See also: Complaint in this matter
|
| LR-19980 |
Jan. 24, 2007 |
LeeRoy Allen, Jr.
|
| LR-19979 |
Jan. 24, 2007 |
HMC International, LLC., et al.
See also: Administrative Proceeding Nos. IA-2583 and IA-2584
|
| LR-19978 |
Jan. 24, 2007 |
Peter Lombardi
|
| LR-19977 |
Jan. 23, 2007 |
Edward A. Kiley, et al.
Other Release No.: AAER-2546
|
| LR-19976 |
Jan. 23, 2007 |
International Fiduciary Corp., S.A., et al.
|
| LR-19975 |
Jan. 22, 2007 |
Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith; Carl A. Allen; Donald Childers; John Crowder; Chris Jakubek; John King; Steve LeBarron; Patrick Penderghast; Frank Riggio; and Richard Vecchia
Other Release No.: AAER-2544
See also:
Complaint: Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith
Complaint: Carl A. Allen
Complaint: Donald Childers
Complaint: John Crowder
Complaint: Chris Jakubek
Complaint: John King
Complaint: Steve LeBarron
Complaint: Patrick Penderghast
Complaint: Frank Riggio
Complaint: Richard Vecchia
|
| LR-19974 |
Jan. 19, 2007 |
Jack Calvin, et al.
|
| LR-19973 |
Jan. 19, 2007 |
Angelo Haligiannis, et al.
|
| LR-19972 |
Jan. 19, 2007 |
John M. Fife and Clarion Management
See also: Complaint in this matter
|
| LR-19971 |
Jan. 19, 2007 |
OSF, Inc. et al.
|
| LR-19970 |
Jan. 17, 2007 |
John R. Shrewder, The Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital Partners, Inc.
|
| LR-19969 |
Jan. 17, 2007 |
James Charles Blue, Randy Cook and Victor Campbell
Other Release No.: AAER-2542
See also: Complaint in this matter
|
| LR-19968 |
Jan. 12, 2007 |
Roanoke Technology Corp., et al.
|
| LR-19967 |
Jan. 12, 2007 |
Jung Bae Kim, a.k.a. "John Kim," Won Sok Lee, Yung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, and Shoreland Trading, LLC
|
| LR-19966 |
Jan. 12, 2007 |
Sonja Anticevic et al.
See also: Complaint in this matter
|
| LR-19965 |
Jan. 11, 2007 |
Paul R. Johnson, et al.
|
| LR-19964 |
Jan. 10, 2007 |
Jacob (�Kobi�) Alexander, David Kreinberg, and William F. Sorin
Other Release No.: AAER-2537
|
| LR-19963 |
Jan. 9, 2007 |
Jackie Gross, et al.
|
| LR-19962 |
Jan. 9, 2007 |
James Tambone and Robert Hussey
|
| LR-19961 |
Jan. 8, 2007 |
Suzanne Brown
Other Release No.: AAER-2536
See also: Complaint in this matter
|
| LR-19960 |
Jan. 8, 2007 |
Lawrence B. Evans, David L. McQuillin, and Lisa W. Zappala
Other Release No.: AAER-2532
See also: Complaint in this matter
|
| LR-19959 |
Jan. 4, 2007 |
U.S. Wind Farming, Inc., et al.
|
| LR-19958 |
Jan. 4, 2007 |
U.S. Wind Farming, Inc., et al.
|
| LR-19957 |
Jan. 4, 2007 |
Exotics.com, Inc., et al.
|
| LR-19956 |
Jan. 4, 2007 |
Joseph J. Spiegel
See also: Complaint in this matter
|
http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2007.shtml
|
