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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

First Quarter 

Additional Archives

Release No. Date Respondents
First Quarter
482 Feb. 13, 2013 Alero Odell Mack, Jr.
Cameron Elliot,
Administrative Law Judge
File No. 3-15036
(Note: Order Instituting Proceedings, Release No. IA-3472.pdf)
481 Jan. 28, 2013 DIAS Holding, Inc., Earthblock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GEM Solutions, Inc., Gold Star Tutoring Services, Inc., and GPS Industries, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15090
(Note: Order Instituting Proceedings, Release No. 34-68221)
480 Jan. 18, 2013 Andrew J. Franz
Cameron Elliot,
Administrative Law Judge
File No. 3-14960
(Note: Order Instituting Proceedings, Release No. 34-67491)
479 Jan. 7, 2013 Omar Ali Rizvi
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14984
(Note: Order Instituting Proceedings, Release No. 34-67661)
478 Jan. 3, 2013 Ross Mandell
Cameron Elliot,
Administrative Law Judge
File No. 3-14981
(Note: Order Instituting Proceedings, Release No. 34-67645)

 

http://www.sec.gov/alj/aljdec.shtml


Modified: 02/14/2013